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Showing 102 to 111 of 527 search results for MiFID II information.

  1. Forms

    List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

  2. TR14/7: Clarity of fund charges

    Thematic reviews Published: 07/04/2014 Last modified: 31/08/2016
    A number of new European legislations are due to be implemented over the coming years, including PRIIPS and MiFID II, which will change the way information is provided to investors at ... The FCA will continue to work with the Investment Management

  3. Statement on the Operation of the MiFID Markets Regime

    Firms Focus areas Published: 06/10/2019 Last modified: 11/01/2023
    Read our statement on the operation of the MiFID Markets Regime after the transition period ends.

  4. Asset management: A regulatory perspective

    Speeches Published: 26/04/2018 Last modified: 26/04/2018
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at London Business School Annual Asset Management Conference.

  5. Trade transparency and market liquidity data 2021/22

    Data Published: 19/07/2022 Last modified: 19/07/2022
    The FCA's summarises its findings on its interventions on trade transparency in 2021/22.

  6. Update on the market share test under the ancillary activities exemption for commodity derivatives

    Statements Published: 14/03/2022 Last modified: 14/03/2022
    Clarification that we will not be publishing market share test data related to the ancillary activities exemption.

  7. 2017 Disclosure Log

    Last modified: 16/11/2023
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. 

  8. DRSP regulatory framework

    Firms Markets Markets policy Published: 13/01/2017 Last modified: 19/04/2024
    We provide guides that set out the regulatory framework for UK Data Reporting Service Providers (DRSPs). Find out more about how to use these sources.

  9. FCA publishes Insurance Distribution Directive consultation

    Press Releases Published: 06/03/2017 Last modified: 06/03/2017
    The Financial Conduct Authority (FCA) has today published the first of its two consultation papers on the implementation of the Insurance Distribution Directive (IDD).

  10. UK EMIR notifications and exemptions

    Markets policy Published: 24/05/2016 Last modified: 17/07/2023
    Notifications and applications under UK European Market Infrastructure Regulation (UK EMIR) fall into certain categories. Learn more about these notifications, applications and relevant technical standards.

  11. FCA statement on the launch of the Cost Transparency Initiative (CTI)

    Statements Published: 07/11/2018 Last modified: 07/11/2018
    The FCA is pleased to note today’s announcement which launches a new body to deliver a template for the disclosure of costs and charges to institutional investors. This will lead to improvements in the ability of institutional investors to access