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Showing 11 to 20 of 60 search results for MiFID II inducements and research.
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MiFID II: The future of European trading in the balance
Speech by David Lawton, Director of Markets, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version. -
PS21/20: Changes to UK MiFID’s conduct and organisational requirements
We set out our final policy position and rules on changes to the research rules and removal of best execution reporting in RTS 27 and RTS 28 following feedback to CP21/9. -
CP22/4: Quarterly Consultation Paper No. 35
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. -
Investor engagement in a changing regulatory landscape
Of course, the debate in relation to the connection between research and dealing commission has now very much moved to the European stage, due to the development of proposals under MIFID ... II. ESMA provided its final advice to the European Commission -
Firms continue to fail to meet our expectations on their use of dealing commission
We summarise our findings from a review that analysed dealing commission expenditure across 31 investment managers (covering asset managers, wealth managers and host-authorised corporate director providers) between 2012 and 2015. -
MiFID II Inducements [pdf]
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MiFID II: retail investment advice firms
A summary of some of the key changes that impact retail investment advice firms, effective from 3 January 2018. -
MiFID II Investment Research [pdf]
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FCA finds MiFID II research unbundling rules working well for investors
The Financial Conduct Authority (FCA) has today published multi-firm review findings indicating the Markets in Financial Instruments Directive’s (MiFID II) research unbundling rules have improved asset managers’ accountability over costs, saving -
Periodic auctions
With MiFID II altering the landscape of equity markets, we take a look at this emerging trading format – with the help of data.