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Showing 81 to 90 of 138 search results for MiFID II could affect.

  1. Payment for order flow multi-firm review findings

    Multi-firm reviews Published: 23/04/2019 Last modified: 23/04/2019
    This final report on our recent supervisory work on conflicts of interest and payment for order flow (PFOF) follows the preliminary findings published in Market Watch 56 in September 2018.

  2. 2019 Disclosure Log

    Last modified: 20/03/2024
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2019. 

  3. About our data

    Last modified: 14/03/2024
    The FCA publishes a wide range of data. Find out about the types of data available and how often it is published.

  4. Regulating financial innovation – going behind the scenes

    Speeches Published: 02/07/2019 Last modified: 11/09/2019
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Cambridge Centre for Alternative Finance annual conference, Judge Business School.

  5. The New Market Infrastructure

    Speeches Published: 16/05/2014 Last modified: 29/11/2016
    Keynote speech by David Lawton, Director of Markets, at the Economist Bellwether Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  6. FCA sets out its approach to the share trading obligation

    Press Releases Published: 04/11/2020 Last modified: 04/11/2020
    We confirm our approach to the STO) at the end of the Brexit transition period, if mutual equivalence is not agreed.

  7. Shaping the future in asset management

    Speeches Published: 30/10/2013 Last modified: 30/10/2013
    Keynote speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  8. FCA publishes rules that will apply at the end of the transition period

    Press Releases Published: 01/10/2020 Last modified: 02/10/2020
    We've published an updated version of the FCA Handbook to show the rules that will apply at the end of the transition period.

  9. 2017 Disclosure Log

    Last modified: 16/11/2023
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. 

  10. CP15/34: Regulatory fees and levies: policy proposals for 2016/17

    Consultation papers Published: 05/11/2015 Last modified: 05/11/2015
    recover the data reporting costs associated with market monitoring under the Markets in Financial Instruments Directive (MiFID II) and Markets in Financial Instrument Regulation (MiFIR). ... CP15/34: Regulatory fees and levies: policy proposals for