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Showing 31 to 40 of 138 search results for MiFID II could affect.

  1. PS17/14: Markets in Financial Instruments Directive II implementation – Policy Statement II

    Policy statements Published: 03/07/2017 Last modified: 03/07/2017
    This Policy Statement covers the MiFID II rules of most relevance to consumers. ... Firms must continue with their preparations for the application of MiFID II on 3 January 2018.

  2. FCA to ask firms for their views on MiFID II implementation

    Press Releases Published: 26/03/2015 Last modified: 08/11/2016
    Details on MiFID II’s approach to adviser independence, and how this could be implemented for advice on shares, bonds, derivatives and structured deposits. ... How MiFID II’s requirements on costs and charges disclosure could be implemented

  3. Automated investment services - our expectations

    Multi-firm reviews Published: 21/05/2018 Last modified: 07/05/2024
    The FCA carried out two reviews, the first looking at firms offering automated online discretionary investment management and the second looked at firms providing retail investment advice exclusively through automated channels. The FCA reports back

  4. MiFID II: authorisation and variation of permissions

    News stories Published: 18/09/2017 Last modified: 30/08/2023
    The FCA publishes MiFID 2 guide.

  5. PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I

    Policy statements Published: 31/03/2017 Last modified: 31/03/2017
    Firms need to continue with their preparations for the application of MiFID II on 3 January 2018. ... Firms also need to respond to our fifth Consultation Paper (CP17/8) on MiFID II implementation which is being published at the same time as this Policy

  6. CP17/19: Markets in Financial Instruments Directive II Implementation – Consultation Paper VI

    Consultation papers Published: 03/07/2017 Last modified: 03/07/2017
    We are consulting on our sixth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.

  7. CP16/43: Markets in Financial Instruments Directive II implementation – Consultation Paper IV

    Consultation papers Published: 16/12/2016 Last modified: 20/02/2017
    We are consulting on our fourth set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook.

  8. Periodic auctions

    Research insights Published: 25/06/2018 Last modified: 28/06/2018
    With MiFID II altering the landscape of equity markets, we take a look at this emerging trading format – with the help of data. 

  9. MiFID II: The future of European trading in the balance

    Speeches Published: 19/09/2014 Last modified: 01/11/2016
    Speech by David Lawton, Director of Markets, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.

  10. A Better View

    Speeches Published: 20/09/2017 Last modified: 20/09/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the AFME European Compliance and Legal Conference 2017