Search results
Showing 91 to 100 of 325 search results for MiFID II conference.
-
UK actions under MiFID II Articles 32 and 52 [xlsx]
Publication of UK FCA actions (suspensions, removals and restorations) under MiFID article 32 and 52. -
Recent developments in financial markets
Speech by Andrew Bailey, Chief Executive of the FCA, at the Association for Financial Markets in Europe (AFME), International Capital Market Association (ICMA) and International Swaps and Derivatives Association (ISDA) breakfast briefing. -
PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I
Firms need to continue with their preparations for the application of MiFID II on 3 January 2018. ... Firms also need to respond to our fifth Consultation Paper (CP17/8) on MiFID II implementation which is being published at the same time as this Policy -
Trading venue reporting form – MiFID II Article 32/52 trading suspensions, removals and restorations [docx]
UK trading venues must communicate the decisions to suspend, remove or restore a financial instrument (and any relevant related derivatives) from trading to the FCA. -
MiFID II: applications received after 3 July 2017
MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK. -
MiFID II passporting application form: Branch passport [pdf]
MiFID II notice of intention to establish a branch or change branch particulars. -
MiFID II passporting application form: service passport [pdf]
MiFID II notice of intention to provide cross-border services or to amend existing cross-border services passport -
MiFID II Conduct Forum, April 2016: presentation [pdf]
-
Minutes of the meeting of the MiFID II implementation roundtable [pdf]
Held on 8 June 2015 -
Minutes of the meeting of the MiFID II implementation roundtable [pdf]
Held on 17 July 2015