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Showing 111 to 120 of 325 search results for MiFID II conference.

111. Minutes of the meeting of the MiFID II implementation roundtable [pdf]

     Meeting minutes Published: 04/11/2015 Last modified: 04/11/2015
     From the meeting held on 22 October 2015.

112. FCA Connect

     Registers and systems Published: 03/05/2016 Last modified: 09/02/2023
     FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II.

113. FCA publishes near final rules on MiFID II and encourages firms to submit applications for MiFID II authorisation

     Press Releases Published: 31/03/2017 Last modified: 31/03/2017
     The Financial Conduct Authority (FCA) has today published near final rules on the implementation of the Markets in Financial Instruments Directive (MiFID) II. These include changes to the trading of financial instruments including issues affecting

114. FCA finds MiFID II research unbundling rules working well for investors

     Press Releases Published: 19/09/2019 Last modified: 19/09/2019
     The Financial Conduct Authority (FCA) has today published multi-firm review findings indicating the Markets in Financial Instruments Directive’s (MiFID II) research unbundling rules have improved asset managers’ accountability over costs, saving

115. Trading venues and systematic internalisers – changes in security statuses

     Markets policy Published: 21/12/2017 Last modified: 21/12/2022
     Trading venues and systematic internalisers may have to notify the FCA when there are changes in the status of the securities they trade.

116. EU withdrawal: MiFID event – 9 December 2020

     Events Published: 02/12/2020 Last modified: 02/12/2020
     Register for our EU withdrawal: MiFID II event on the 9 December 2020

117. CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V

     Consultation papers Published: 31/03/2017 Last modified: 26/06/2017
     We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.

118. CP17/34: Joint PRA and FCA form, PRA Rulebook, and FCA Handbook changes - MiFID II, IDD and BMR amendments

     Consultation papers Published: 03/10/2017 Last modified: 03/10/2017
     We are jointly consulting with the PRA on proposed changes to forms used by MiFID investment firms.

119. CP16/29: Markets in Financial Instruments Directive II implementation – Consultation Paper III [pdf]

     Consultation papers Published: 29/09/2016
     We are consulting on our third set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook.

120. Cryptocurrency derivatives

     Statements Published: 06/04/2018 Last modified: 06/04/2018
     FCA statement on the requirement for firms offering cryptocurrency derivatives to be authorised.