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Showing 71 to 80 of 150 search results for MiFID II and seeking views.

  1. MDP rejection codes for MIFID RTS22 Transaction Report rejections for 2021 - February 2022

    FOI Release Date of Release: 01/02/2022
    The FCA provides a breakdown of all MDP rejection codes for MIFID RTS22 Transaction Report rejections for 2021.

  2. Christopher Woolard’s statement welcoming the IDWG recommendations

    Statements Published: 05/07/2018 Last modified: 05/07/2018
    On 15 June 2018 we received the report of recommendations from the Institutional Disclosure Working Group (IDWG). The IDWG has now also published a summary of their recommendations.

  3. FCA update on share trading obligations

    Statements Published: 29/05/2019 Last modified: 29/05/2019
    ESMA has today published a statement on the revised scope of the EU’s share trading obligation (STO) under a no-deal scenario, following their initial announcement on 19 March 2019.

  4. Information on the notifications of inaccurate transaction reporting under MiFID II - August 2020

    FOI Release Date of Release: 10/08/2020
    We hold information on Information on the notifications of inaccurate transaction reporting under MiFID II

  5. Expectations of firms selling client banks

    Firms Published: 19/12/2023 Last modified: 19/12/2023
    In the FCA's view, the client bank is the firm’s asset. It will act where these lists are being sold with redress liabilities.

  6. CP15/28: Quarterly Consultation Paper No. 10

    Consultation papers Published: 04/09/2015 Last modified: 13/01/2017
    Since publishing our consultation, the MiFID II Delegated Regulation has been published and it now makes specific reference to the identification of the subject of a firm’s suitability assessment where ... As such, we concluded that it would not be

  7. Abnormal Trading Volume Ratio

    Data Published: 09/07/2019 Last modified: 12/10/2020
    In the FCA's 2018/19 Annual Report it published a new measure of market cleanliness – the Abnormal Trading Volume ratio (ATV).

  8. 2013 Disclosure Log

    Last modified: 22/11/2021
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013. 

  9. Trade transparency and market liquidity data 2020/21

    Data Published: 15/07/2021 Last modified: 15/07/2021
    Our 2020/21 trade transparency and market liquidity data.

  10. Trade transparency and market liquidity data 2021/22

    Data Published: 19/07/2022 Last modified: 19/07/2022
    The FCA's summarises its findings on its interventions on trade transparency in 2021/22.
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