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Showing 51 to 60 of 150 search results for MiFID II and seeking views.

  1. List of EEA market operators applying to become a recognised overseas investment exchange (ROIE)

    Statements Published: 30/01/2019 Last modified: 04/08/2021
    In September 2018, we published a direction (PDF) that clarified how market operators (as defined by MiFID II) from the European Economic Area (EEA) can apply to become a recognised overseas investment exchange (ROIE). This would enable EEA market

  2. Transparency in asset management

    News stories Published: 30/10/2013 Last modified: 15/08/2014
    We are not going unilaterally make a decision; we want to take the time to engage and gather views from the industry and use this to inform our Markets in Financial ... Instruments Directive (MiFID) II negotiations.

  3. CP15/43: Markets in Financial Instruments Directive II Implementation – Consultation Paper I

    Consultation papers Published: 15/12/2015 Last modified: 22/08/2019
    HM Treasury (The Treasury) consulted on most of the changes to UK legislation required to implement MiFID II in March 2015. ... So we have decided to consult in stages. This first MiFID II consultation paper covers, and seeks views on, the issues related

  4. Dear CEO letter - Payment for Order Flow [pdf]

    Correspondence Published: 13/12/2017
    This letter sets out the FCA’s views on PFOF in the context of the evolving landscape under MiFID II, drawing attention to the new requirements and that the FCA will take strong action against firms that are identified breaching the new standards.

  5. DP20/2: Prudential requirements for MiFID investment firms

    Discussion papers Published: 23/06/2020 Last modified: 17/12/2020
    This Discussion Paper sets out initial views as well as technical details on the Investment Firm Directive (IFD) and the Investment Firm Regulation (IFR). The Government will be introducing a framework for the new regime for UK firms. We are seeking

  6. MiFID II: product governance review

    Multi-firm reviews Published: 26/02/2021 Last modified: 15/04/2021
    In this MiFID II review we looked at product governance in a sample of 8 asset management firms.

  7. Instrument Reference Data

    Markets Transaction reporting Published: 30/05/2016 Last modified: 29/09/2022
    Trading venues and systematic internalisers (SIs) are responsible for providing us with instrument reference data.

  8. Trade transparency and market liquidity data 2019/20

    Data Published: 10/09/2020 Last modified: 11/06/2021
    In the FCA's 2019/2020 business plan the FCA noted that it tracked the proportions of trades carried out on venues with varying levels of trade disclosure.

  9. FCA consults on aspects of the Markets in Financial Instruments Directive II implementation

    Press Releases Published: 15/12/2015 Last modified: 15/12/2015
    The Financial Conduct Authority (FCA) has today published its first consultation paper on the implementation of the new European Markets in Financial Instruments Directive II (MiFID II) in the UK. ... A significant part of MiFID II takes the form of EU

  10. Electronification of trading

    Speeches Published: 06/04/2016 Last modified: 06/04/2016
    Speech by Edwin Schooling Latter, Head of Markets Policy, FCA, delivered at the FIX 2016 EMEA Trading Conference. This is the text of the speech as drafted, which may differ from the delivered version.
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