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Showing 122 to 131 of 314 search results for MiFID II and IDD.

122. Insurance Distribution Directive

     The Insurance Distribution Directive is EU legislation which sets regulatory requirements for firms designing and selling insurance products.

123. PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I [pdf]

     Policy statements Published: 31/03/2017
     This is our first policy statement setting out our near final rules for our implementation of MiFID II.

124. CP17/19: Markets in Financial Instruments Directive II Implementation – Consultation Paper VI [pdf]

     Consultation papers Published: 03/07/2017
     We are consulting on our sixth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.

125. CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V [pdf]

     Consultation papers Published: 31/03/2017
     We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.

126. CP16/43: Markets in Financial Instruments Directive II implementation – Consultation Paper IV [pdf]

     Consultation papers Published: 16/12/2016
     We are consulting on our fourth set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook.

127. MiFID Annex Form [docx]

     Forms Published: 29/05/2020 Last modified: 06/11/2023
     Application for Authorisation.

128. Dealing commission

     Speeches Published: 10/07/2014 Last modified: 10/07/2014
     Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA conference on dealing commission in London. This is the text of the speech as drafted, which may differ from the delivered version.

129. CP15/43: Markets in Financial Instruments Directive II Implementation – Consultation Paper I [pdf]

     Consultation papers Published: 15/12/2015 Last modified: 15/12/2015
     We set out our implementation proposals, and seek views on the proposed changes to the FCA Handbook.

130. MiFID Annex Notes [docx]

     Forms Published: 27/01/2017 Last modified: 27/01/2017
     MiFID Annex Notes

131. Market Watch issue 64: market conduct and Brexit and MiFID II transaction reporting issues [pdf]

     Newsletters Published: 27/08/2020 Last modified: 27/08/2020
     This edition of Market Watch provides important information to help MiFID II firms prepare for the end of the transition period.

132. PRA CP18/17, FCA CP17/34: Occasional Consultation Paper [pdf]

     Consultation papers Published: 03/10/2017