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Showing 102 to 111 of 315 search results for MiFID II and IDD.

  1. CP16/43: Markets in Financial Instruments Directive II implementation – Consultation Paper IV

    Consultation papers Published: 16/12/2016 Last modified: 20/02/2017
    We are consulting on our fourth set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook.
  2. Minutes of the meeting of the MiFID II implementation roundtable [pdf]

    Meeting minutes Published: 04/11/2015 Last modified: 04/11/2015
    From the meeting held on 22 October 2015.
  3. FCA finds MiFID II research unbundling rules working well for investors

    Press Releases Published: 19/09/2019 Last modified: 19/09/2019
    The Financial Conduct Authority (FCA) has today published multi-firm review findings indicating the Markets in Financial Instruments Directive’s (MiFID II) research unbundling rules have improved asset managers’ accountability over costs, saving
  4. Where next for investment and asset management regulation?

    Speeches Published: 28/09/2017 Last modified: 02/10/2017
    Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the FT Investment Management Summit Europe 2017.
  5. UK EMIR news

    Markets policy Published: 24/05/2016 Last modified: 18/12/2023
    Read our archive of news relating to EMIR dating back to August 2013.
  6. Andrew Bailey keynote speech on MiFID II at the European Independent Research Providers Association

    Speeches Published: 25/02/2019 Last modified: 25/02/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, on the Markets in Financial Instruments Directive (MiFID II) at the European Independent Research Providers Association.
  7. CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V

    Consultation papers Published: 31/03/2017 Last modified: 26/06/2017
    We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.
  8. DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements

    Discussion papers Published: 26/03/2015 Last modified: 03/11/2016
    DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements. ... For more information see a timeline of MiFID II implementation and read our pages on MiFID II.
  9. Effective global regulation in capital markets

    Speeches Published: 05/12/2017 Last modified: 11/04/2018
    Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to ICI Global Conference, London
  10. Trading venues and systematic internalisers – changes in security statuses

    Markets policy Published: 21/12/2017 Last modified: 21/12/2022
    Trading venues and systematic internalisers may have to notify the FCA when there are changes in the status of the securities they trade.