Search results
Showing 41 to 50 of 408 search results for MiFID II Application.
-
Information on the notifications of inaccurate transaction reporting under MiFID II - August 2020
We hold information on Information on the notifications of inaccurate transaction reporting under MiFID II -
Brexit resources
This page lists our news and statements, speeches, publications and other pages related to Brexit. -
MiFID Annex I: Application form for a data reporting services provider [docx]
MiFID Annex I: Application form for a data reporting services provider -
MiFID Checklist: Retail [docx]
Application for authorisation -
FCA statement on share trading obligations
The FCA's response to ESMA’s statement on share trading obligations under MiFID II. -
UK EMIR
The UK European Market Infrastructure Regulation (UK EMIR) covers derivatives, central counterparties and trade repositories. Find out how it applies to your firm. -
MiFID Checklist: Wholesale [docx]
MiFID wholesale checklist - application for authorisation -
MiFID Annex I: Application form for a data reporting services provider notes [docx]
This guidance provides clarification on completing the application for a DRSP. -
Regulation of markets in financial instruments
UK legislation and rules regulating markets in financial instruments are known as the UK MiFID framework. The FCA explains these requirements for investment firms and trading venues. -
Training and competence
Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated.