Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 11 to 20 of 408 search results for MiFID II Application.

  1. Investor protection under MiFID II

    Speeches Published: 20/10/2015 Last modified: 20/10/2015
    Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  2. MiFID II: The future of European trading in the balance

    Speeches Published: 19/09/2014 Last modified: 01/11/2016
    Speech by David Lawton, Director of Markets, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.

  3. Periodic auctions

    Research insights Published: 25/06/2018 Last modified: 28/06/2018
    With MiFID II altering the landscape of equity markets, we take a look at this emerging trading format – with the help of data. 

  4. UK EMIR news

    Markets policy Published: 23/05/2016 Last modified: 02/05/2024
    Read our archive of news relating to EMIR dating back to August 2013.

  5. PS17/14: Markets in Financial Instruments Directive II implementation – Policy Statement II

    Policy statements Published: 03/07/2017 Last modified: 03/07/2017
    Firms must continue with their preparations for the application of MiFID II on 3 January 2018. ... It is particularly important that if firms need to make applications for authorisation or variation of permission linked to the changes in MiFID II that

  6. MiFID II – the road ahead

    Speeches Published: 20/10/2015 Last modified: 26/10/2015
    Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  7. Trading Venue Notifications (RMs, MTFs, OTFs) [pdf]

    Documents Published: 06/11/2017
    Trading venue MiFID notification and application guide.

  8. PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I

    Policy statements Published: 31/03/2017 Last modified: 31/03/2017
    Firms need to continue with their preparations for the application of MiFID II on 3 January 2018. ... As noted above, it is particularly important that if firms need to make applications for authorisation or variation of permission linked to the changes

  9. MiFID II passporting application form: Branch passport [pdf]

    Forms Published: 17/07/2017
    MiFID II notice of intention to establish a branch or change branch particulars.

  10. FCA to ask firms for their views on MiFID II implementation

    Press Releases Published: 26/03/2015 Last modified: 08/11/2016
    How MiFID II’s requirements on costs and charges disclosure could be implemented practically. ... Exploring potential MiFID II inducement rules for advisers, discretionary investment managers and other firms.