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Showing 11 to 20 of 1515 search results for LIBOR-related failures.

  1. Martin Brokers (UK) Limited fined £630,000 for significant failings in relation to LIBOR

    Press Releases Published: 15/05/2014 Last modified: 22/03/2016
    Martins is the second inter-dealer broker and the sixth firm overall, to be fined by the FCA for LIBOR-related failures. ... The misconduct involved Martins deliberately disseminating incorrect or misleading LIBOR submission levels by:.

  2. Convicted money launderer meets confiscation order after imprisonment for failure to pay

    Statements Published: 15/03/2024 Last modified: 15/03/2024
    Money launderer and ex-solicitor, Dale Robert Walker has met his confiscation order, following 62 days' imprisonment for previously failing to pay.

  3. FCA publishes its approach to regulatory failure

    Press Releases Published: 18/04/2013 Last modified: 23/11/2021
    The Financial Conduct Authority (FCA) has today published its approach to investigating and reporting on regulatory failure, as required by the Financial Services Act 2012 (the Act). The Act requires the FCA to publish a statement of policy setting

  4. Publication of the PRA and FCA review into the failure of HBOS

    Press Releases Published: 19/11/2015 Last modified: 27/06/2019
    The Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) are today publishing the review into the failure of HBOS Group. ... The review concludes that ultimate responsibility for the failure of HBOS rests with the Board and

  5. FCA and PRA review into the failure of HBOS Group

    News stories Published: 19/11/2015 Last modified: 04/11/2019
    The FCA and the Prudential Regulation Authority (PRA) are publishing a review into the failure of HBOS Group.

  6. Notice of Decision 2024: Heaunique Limited [pdf]

    Decision notices Published: 03/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  7. Notice of Decision 2024: G10 Solutions Limited [pdf]

    Decision notices Published: 07/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  8. NatWest fined £264.8 million for anti-money laundering failures

    Press Releases Published: 13/12/2021 Last modified: 13/12/2021
    National Westminster Bank Plc fined £264,772,619.95 following convictions for three offences of failing to comply with money laundering regulations.

  9. FSA fines Commerzbank for failures in transaction reporting

    Press Releases Published: 27/04/2010 Last modified: 22/07/2013
    The Financial Services Authority (FSA) has fined the London branch of Commerzbank AG (Commerzbank) £595,000 for failing to provide accurate transaction reports to the FSA.

  10. FCA fines RBS and NatWest for failures in mortgage advice process

    Press Releases Published: 27/08/2014 Last modified: 12/09/2014
    FCA fines RBS and NatWest for failures in mortgage advice process.