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Showing 81 to 90 of 674 search results for Instrument of dissolution.

  1. MiFID II conference

    News stories Published: 19/09/2014 Last modified: 09/12/2016
    We held a conference on 18 September 2014 that focused on MiFID II (Markets in Financial Instruments Directive) and outlined some of the changes in the EU directive that we expect
  2. FSA - PS12/14 [pdf]

    Policy statements Published: 27/07/2012 Last modified: 30/05/2013
    Policy FSA - PS12/14 - Firms give a Key Features Illustration (KFI) to consumers buying packaged products that do not come within the scope of the Markets in Financial Instruments Directive at the point of sale.
  3. Passporting between the UK and Gibraltar

    Firms Published: 12/01/2023 Last modified: 11/12/2023
    Passporting is no longer available except for firms that wish to passport between the UK and Gibraltar until 31 December 2023. Find out more.
  4. FSA - FG12/14 [pdf]

    Finalised guidance Published: 16/05/2012 Last modified: 20/10/2014
    This guidance applies to exchange traded strategy trades whereby two or more legs that are dependent on each other are executed simultaneously. This guidance applies to transaction reports submitted to the FSA. Other competent authorities may have
  5. CP18/30: EU Securitisation Regulation Implementation (DEPP and EG) [pdf]

    Consultation papers Published: 12/10/2018
    The EU Securitisation Regulation and related amendment to the Capital Requirements Regulation (CRR) came into effect on 17 January 2018. Most of their provisions will come into force on 1 January 2019. We are consulting on a number of changes to
  6. Benchmarks supervision

    Markets Published: 22/04/2016 Last modified: 14/12/2022
    Benchmark administrators and supervised contributors are overseen by the Benchmarks Supervision team. Learn more about notifications and providing information.
  7. How to report transactions on OTC derivative instruments [pdf]

    Systems information Published: 08/10/2010 Last modified: 03/08/2016
  8. Pension scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Don’t let a scammer enjoy your retirement. Find out how pension scams work, how to avoid them, and what to do if you suspect a scam.
  9. Primary Market Bulletin Issue No. 29

    Newsletters Published: 09/06/2020 Last modified: 09/06/2020
    In this special edition, we publish a statement on feedback we received from PMB25 and the changes we have made in response. We also include the final note.
  10. Repeal and replacement of assimilated law

    Firms Published: 13/07/2023 Last modified: 01/05/2024
    Documents on the repeal and replacement of provisions in the retained EU law.