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Showing 61 to 70 of 674 search results for Instrument of dissolution.

  1. Depositaries

    Focus areas Published: 08/06/2016 Last modified: 01/02/2023
    How to apply to act as a depositary of an authorised or unauthorised Alternative Investment Fund.

  2. Handbook of rules and guidance

    About us How we regulate Published: 21/04/2016 Last modified: 20/07/2022
    All regulated firms must comply with the rules set out in the FCA Handbook.

  3. Restrictions in relation to the retail distribution of contingent convertible instruments

    Temporary product interventions Published: 05/08/2014 Last modified: 09/12/2016
    Contingent convertible instruments (commonly known as CoCos) are hybrid capital securities that absorb losses when the capital of the issuer falls below a certain level. ... Joint Committee of the European Supervisory Authorities reminder of applicable

  4. Small payment institution (small PI)

    Last modified: 14/09/2018
    The Handbook is amended by the Payment Services Instrument 2017. ... PERG 3 and PERG 15 are amended by the Payment Services Instrument 2017 and you can see the revised PERG on our Handbook website by setting the date to 13 January

  5. FSA - Handbook Notice 112 [pdf]

    Handbook Published: 02/08/2011 Last modified: 30/05/2013
    On 1 July 2011 the FSA Board made changes to the Handbook in the UCITS IV Directive Instrument (FSA 2011/39) which implements changes to the UCITS Directive made by the European Union, and incorporates the Key Investor Information Regulation which

  6. CP21/26: A new UK prudential regime for MiFID investment firms [pdf]

    Consultation papers Published: 06/08/2021
    We are seeking views on the third tranche of our proposed rules to introduce the Investment Firms Prudential Regime a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive.

  7. Covid-19 credit cards and personal loans (No 2) instrument 2020 [pdf]

    Finalised guidance Published: 01/07/2020
    COVID-19 CREDIT CARDS AND PERSONAL LOANS (No 2) INSTRUMENT 2020

  8. CP21/28: New cancellation and variation power: Changes to the Handbook and Enforcement Guide [pdf]

    Consultation papers Published: 09/09/2021
    We are seeking views on the third tranche of our proposed rules to introduce the Investment Firms Prudential Regime (IFPR), a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive (MiFID).

  9. CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V

    Consultation papers Published: 31/03/2017 Last modified: 26/06/2017
    We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.

  10. PS17/14: Markets in Financial Instruments Directive II implementation – Policy Statement II [pdf]

    Policy statements Published: 03/07/2017
    This is our final policy statement setting out final rules for our implementation of MiFID II.