Search results

Showing 31 to 40 of 674 search results for Instrument of dissolution.

31. Temporary prohibition of short selling - 17 March

    News stories Published: 17/03/2020 Last modified: 17/03/2020
    The FCA notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012. This page details the

32. Handbook of rules and guidance

    About us How we regulate Published: 21/04/2016 Last modified: 24/08/2021
    All regulated firms must comply with our rules as set out in the FCA Handbook.

33. Instrument Reference Data – Schema files [zip]

    Systems information Published: 21/08/2017
    Schema files for Instrument Reference Data for use in the in use in the Market Data Processor (MDP) system industry test environment.

34. Short positions disclosed to us [xlsx]

    Data Published: 16/05/2024 Last modified: 16/05/2024
    The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA.

35. Covid-19 credit cards and personal loans (No 2) instrument 2020 [pdf]

    Guidance consultations Published: 19/06/2020
    Draft credit instrument for consultation.

36. PS19/5 and feedback on our Brexit consultations

    Policy statements Published: 28/02/2019 Last modified: 22/12/2020
    We set out our response to the feedback we received from our Brexit consultations.

37. Compliance reporting: banks

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Find out more about reporting for banks, building societies and designated investment firms.

38. Market abuse

    Markets Market abuse Published: 04/05/2016 Last modified: 22/05/2023
    Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place.

39. FCA publishes final Brexit instruments and Temporary Transitional Power (TTP) directions

    News stories Published: 22/12/2020 Last modified: 22/12/2020
    We've published the final onshoring instruments, related guidance and Temporary Transitional Power (TTP) directions that will apply at the end of the Brexit transition period.

40. Bank or building society

    Last modified: 22/09/2017
    The Handbook is amended by the Payment Services Instrument 2017 and you can see the revised Handbook on our Handbook website by setting the date to 13 January 2018. ... Document to determine whether you could fall within these transitional provisions