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Showing 21 to 30 of 674 search results for Instrument of dissolution.

  1. Alternative Investment Managers Remuneration Code (SYSC 19B)

    Tasks for regulated firms Published: 08/05/2015 Last modified: 10/02/2023
    The FCA provide information on Alternative Investment Fund Managers Remuneration Code (SYSC 19B)

  2. Final Notice 2018: BGR Musical Instruments [pdf]

    Final notices Published: 25/07/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  3. Draft instrument: Exiting the European Union: Gibraltar (General Rules) instrument 201[x] [pdf]

    Handbook Published: 20/12/2018

  4. Copy trading

    Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
    Copy trading allows investors to trade by automatically copying another investor's trades, and this is often classed as portfolio or investment management.

  5. Temporary prohibition of short selling

    News stories Published: 13/03/2020 Last modified: 13/03/2020
    The FCA notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012.

  6. Indicative list of financial instruments [pdf]

    Documents Published: 29/12/2020
    Indicative list of financial instruments that are subject to notification requirements. This PDF has been amended to improve accessibility. This PDF has been amended to improve accessibility.

  7. UK Benchmarks Regulation

    Markets Regulated markets Published: 22/04/2016 Last modified: 14/12/2022
    The Benchmarks Regulation (BMR) aims include ensuring benchmarks are robust and reliable. Learn more about how this affects you and the different benchmarks.

  8. Market Watch 75

    Newsletters Published: 31/10/2023 Last modified: 31/10/2023
    Newsletter on market conduct and transaction reporting issues, October 2023.

  9. Reporting requirements: insurance firms

    Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
    The Prudential Regulation Authority (PRA) is responsible for the prudential regulation of insurance companies. Learn more about the requirements for reporting.

  10. Market abuse reporting form

    Last modified: 27/07/2022
    Your email address. Financial Instrument. Name of Financial Instrument. (Type a maximum number of 150 characters with spaces). ... Type of Financial Instrument. - Select -. Shares/equities. Bonds. Other. Description of your concern.