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Showing 71 to 80 of 347 search results for Implementing MiFID II.

  1. MiFID II – Application and notification user guide [pdf]

    Documents Published: 13/01/2017
    This user guide helps firms to decide which applications and notifications they should make to prepare for the implementation of MiFID II.

  2. MIFID II Ancillary Activity Exemption – Notification Guide [pdf]

    Documents Published: 19/07/2017
    Use this gudie when submitting an annual notification confirming use of the ancilliary activity exemption.

  3. Minutes of the MiFID II implementation: Trade Association Roundtable, October 2016 [pdf]

    Meeting minutes Published: 31/03/2017
    From the meeting held on 6 October 2016.

  4. Minutes of the MiFID II implementation: Trade Association Roundtable, December 2016 [pdf]

    Meeting minutes Published: 31/03/2017
    From the meeting held on 6 December 2016.

  5. Minutes of the MiFID II implementation: Trade Association Roundtable, November 2016 [pdf]

    Meeting minutes Published: 31/03/2017
    From the meeting held on 14 November 2016.

  6. Minutes of the MiFID II implementation: Trade Association Roundtable, November 2016 [pdf]

    Meeting minutes Published: 31/03/2017
    From the meeting held on 22 November 2016.

  7. Minutes of the MiFID II implementation: Trade Association Roundtable, February 2017 [pdf]

    Meeting minutes Published: 31/03/2017
    From the meeting held on 23 February 2017.

  8. Minutes of the MiFID II implementation: Trade Association Roundtable, January 2017 [pdf]

    Meeting minutes Published: 31/03/2017
    From the meeting held on 26 January 2017.

  9. Minutes of the MiFID II implementation: Trade Association Roundtable, February 2016 [pdf]

    Meeting minutes Published: 14/03/2016 Last modified: 14/03/2016
    From the meeting held on 22 February 2016.

  10. Minutes of the MiFID II implementation: Trade Association Roundtable, May 2016 [pdf]

    Meeting minutes Published: 03/08/2016 Last modified: 03/08/2016
    From the meeting held on 26 May 2016.
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