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Showing 61 to 70 of 347 search results for Implementing MiFID II.

61. MiFID II conference: Third countries [pdf]

    Documents Published: 11/11/2014 Last modified: 03/08/2016

62. [pdf]

    Documents Published: 03/01/2017 Last modified: 10/05/2018

63. MiFID II Investment Research [pdf]

    Impact assessments Published: 04/07/2018

64. MiFID II Best Execution [pdf]

    Impact assessments Published: 04/07/2018

65. MiFID II Client Categorisation [pdf]

    Impact assessments Published: 04/07/2018

66. MiFID II Disclosure Requirements [pdf]

    Impact assessments Published: 04/07/2018

67. MiFID II and the fight against financial crime

    Speeches Published: 11/07/2018 Last modified: 20/07/2018
    FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime.

68. MiFID II Research and Inducement [pdf]

    Impact assessments Published: 04/07/2018

69. MiFID II: applications for permissions needed now

    News stories Published: 19/06/2017 Last modified: 19/06/2017
    MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK.

70. Trading Venue Notifications (RMs, MTFs, OTFs) [pdf]

    Documents Published: 06/11/2017
    Trading venue MiFID notification and application guide.