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Showing 61 to 70 of 291 search results for IG Global Limited.
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FSA Application Refusal 2006: Global Yacht Shipping Limited [pdf]
FSA Application Refusal 2006: Global Yacht Shipping Limited -
2014 fines
This table contains information about fines published during the calendar year ended December 2014. The total amount of fines is £1,471,431,800. -
FSA Final Notice 2008: Global Mortgage Link Limited [pdf]
FSA Final Notice 2008: Global Mortgage Link Limited -
FSA Final Notice 2005: Citigroup Global Markets Limited [pdf]
FSA Final Notice 2005: Citigroup Global Markets Limited -
Innovation Hub: Market insights
The FCA publishes its latest data on the firms supported by its Regulatory Sandbox and Innovation Pathways service. -
Credit rating agencies
Any legal person wishing to issue credit ratings in the UK for regulatory purposes, publicly or by subscription, will need to be registered or certified with the FCA. -
Cashbery Limited / Cashbery International Limited / Global Decentralised Community
Cashbery Limited / Cashbery International Limited / Global Decentralised Community is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Final Notice 2015: Aviva Investors Global Services Limited [pdf]
This final notice refers to breaches of PRIN 3, PRIN 8 and COBS related to unfair treatment of customers, conflicts of interest and culture / governance in the Asset management sector. We imposed a fine. -
HFX Limited - Correction
HFX Limited - Correction. News stories First published:. 18/02/2019. Last updated: 18/02/2019. ... The company which the FSA intended to refer to was in fact called HFX Global. -
Competing on integrity
Speech by Martin Wheatley, Chief Executive of the FCA, at the CFA European Investment Conference. This is the text of the speech as drafted, which may differ from the delivered version.