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Showing 52 to 61 of 2426 search results for IDD consultations.

  1. GC20/4: Primary Market Bulletin No. 30

    Guidance consultations Published: 19/08/2020 Last modified: 20/08/2020
    We are consulting on proposed changes to the Knowledge Base.
  2. CP24/7: Payment Optionality for Investment Research

    Consultation papers Published: 10/04/2024 Last modified: 10/04/2024
    We are consulting on giving UK buyside firms – asset managers and others – greater flexibility on how they can purchase such research
  3. CP23/26: Implementing the Overseas Funds Regime (OFR)

    Consultation papers Published: 04/12/2023 Last modified: 04/12/2023
    We’re consulting on rules and guidance to integrate the OFR into our Handbook and to enable recognition of overseas funds from jurisdictions approved by the Treasury.
  4. GC21/1: Primary Market Bulletin No. 34

    Guidance consultations Published: 24/06/2021 Last modified: 10/09/2021
    We are consulting on proposed changes to the Knowledge Base.
  5. CP13/8: Arrangements for the disclosure of regulated information

    Consultation papers Published: 28/08/2013 Last modified: 30/08/2015
    CP13/8: Arrangements for the disclosure of regulated information. Consultation papers First published:. ... We have published a range of proposals on PIPs in several consultation papers.
  6. Leaning in on making consumer tech a force for good

    Speeches Published: 23/01/2024 Last modified: 26/01/2024
    Speech by Nikhil Rathi delivered at the Imperial College London Business School.
  7. CP23/27: Reforming the commodity derivatives regulatory framework

    Consultation papers Published: 04/12/2023 Last modified: 20/02/2024
    This consultation sets out our proposals concerning position limits, the exemptions from those limits, position management controls, the reporting regime and the ancillary activities test.
  8. PS19/15: Securitisation (Amendment) (EU Exit) Regulations 2019 and Securitisation Regulations 2018 (near final and final rules)

    Policy statements Published: 06/06/2019 Last modified: 06/06/2019
    This Policy Statement outlines the near final rules applying our existing supervisory and enforcement processes to securitisation repositories when the UK leaves the European Union. It also sets out the final rules in respect of additional
  9. PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms

    Policy statements Published: 13/12/2017 Last modified: 04/07/2018
    Open consultation: CP17/42. ... 13/12/2017. Consultation closed. 21/02/2018. Policy Statement. 04/07/2018. 04/07/2018. Policy statements First published:.
  10. Evolving our enforcement approach to protect and grow our markets

    Speeches Published: 27/02/2024 Last modified: 27/02/2024
    Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit.