Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 132 to 141 of 519 search results for Firms operating in the mortgages sector.

  1. Notice of Decision 2024: Landmark Financial Resources (Mortgages) Limited [pdf]

    Decision notices Published: 18/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.  
  2. Final Notice 2017: Habib-Ur Rehman [pdf]

    Final notices Published: 11/04/2017
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the mortgages and general insurance and protection sector. We imposed a cancellation.
  3. Apply to become a mortgage broker

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.
  4. Retail Investments Product Sales Data (PSD) Tables 2013 - extended version [xls]

    Data Published: 29/08/2013 Last modified: 30/08/2013
    The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the retail investments sector submit product transaction data to us quarterly. These tables are for 2013.
  5. FCA Final Notice 2013: Christopher John Riches [pdf]

    Final notices Published: 05/06/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 1 and PRIN 11 related to lack of fitness/propriety, failing to be open and co-operative and threshold conditions in the mortgages and consumer credit sector. We imposed a fine, withdrawal and a prohibition
  6. Retail Investments Product Sales Data (PSD) Tables 2014 - extended version [xlsx]

    Data Published: 24/09/2014 Last modified: 07/10/2014
    The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the retail investments sector submit product transaction data to us quarterly. These tables are for 2014.
  7. Retail Investments Product Sales Data (PSD) Tables 2013 - printable version [xls]

    Data Published: 29/08/2013 Last modified: 30/08/2013
    The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the retail investments sector submit product transaction data to us quarterly. These tables are for 2013.
  8. Regulated covered bonds

    Firms Regulated markets Published: 13/05/2016 Last modified: 08/02/2023
    Covered bonds are a type of secured bond usually backed by mortgages or public sector loans. Read about the UK regulated covered bonds regime.
  9. Final Notice 2020: Blue Water Financial Limited [pdf]

    Final notices Published: 16/10/2020 Last modified: 16/10/2020
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector, General Insurance Protection sector and Mortgages sector. We
  10. Laying myths to rest

    Speeches Published: 17/10/2013 Last modified: 17/10/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at the British Bankers’ Association Annual International Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.