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Showing 91 to 100 of 16004 search results for Firms need to register.

  1. Varying your payment services

    Tasks for regulated firms Published: 05/05/2015 Last modified: 10/02/2023
    The FCA provides information on how to register changes to payment services.

  2. Status disclosure: consumer credit

    Tasks for regulated firms Published: 11/05/2015 Last modified: 07/02/2022
    Find out what information consumer credit firms need to tell customers about their regulatory status.

  3. Electronic Communications Exclusion (ECE)

    Tasks for regulated firms Published: 19/09/2017 Last modified: 10/02/2023
    Find out more about the ECE, including what the exclusion applies to, when and how to make a notification and the information we need from you.

  4. The golden rules of investing

    InvestSmart Last modified: 02/08/2022
    Whether you’re taking your first steps or are already an experienced investor, following these golden rules could really help you to InvestSmart.

  5. Market Watch 71

    Newsletters Published: 13/12/2022 Last modified: 13/12/2022
    In this edition we share our observations about changes in advisory firms’ insider lists since the publication of Market Watch 60.

  6. CMCs: fees

    Claims management companies Published: 17/12/2018 Last modified: 06/02/2023
    The FCA is funded by fees that it charges firms it regulates. Find out about the fees you will need to pay.

  7. UK AIFM forms

    Firms Investment managers Focus areas Published: 08/06/2016 Last modified: 08/02/2023
    We list the forms UK AIFMs need in order to vary permissions, submit applications, notifications and make other changes.

  8. REP025 data item: FAQs

    Tasks for firms Published: 26/10/2023 Last modified: 17/04/2024
    Find out more about how to complete REP025, for on-going reporting of complaints and revenue data by principal firms on their appointed representatives (ARs) and introducer appointed representatives (IARs).

  9. Complaints data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    Complaints data items: FAQs

  10. Authorised payment institution (authorised PI)

    Last modified: 22/09/2017
    Answer the following questions to understand more about what you need to do to meet new PSD2 requirements:. ... Authorised PIs will need to have successfully applied for re-authorisation and separately a variation to add AIS or PIS.
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