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Showing 141 to 150 of 16142 search results for Firms need to register.

141. Contract for differences

     Tasks for firms Published: 09/01/2017 Last modified: 21/04/2023
     Find out about the FCA's expectations of providers and brokers offering retail consumers contract for differences (CFD) products, which include spread betting and rolling spot foreign exchange (FX).

142. Data reference guides

     Registers and systems Published: 04/05/2016 Last modified: 13/02/2023
     The Data Reference Guide (DRG) contains XML specifications and details of validations applied for all data items submitted to the FCA using Gabriel.

143. The FCA and mutual societies

     Tasks for regulated firms Published: 10/05/2015 Last modified: 24/02/2023
     Find out about our role in registering mutual societies.

144. Credit brokers and authorisation

     New firm authorisation Published: 09/08/2017 Last modified: 25/05/2022
     Here we list some typical misconceptions about the way we authorise credit brokers. Then we give you the facts.

145. Pension transfer advice: what to expect

     Consumers Published: 03/06/2020 Last modified: 13/05/2024
     Find out what to expect when getting advice about whether to transfer your defined benefit (DB) pension to a defined contribution (DC) pension.

146. Pacific Blu L.P.

     Warnings Published: 05/09/2013 Last modified: 05/09/2013
     Information on Pacific Blu L.P., a limited partnership registered in New Zealand that provides the ‘My Home’ household insurance policy.

147. Registered account information service provider (RAISP) applicants

     Tasks for firms Published: 11/10/2017 Last modified: 04/04/2024
     Find out what conditions you must meet to become a RAISP, and what to include in your application to be registered with the FCA.

148. Appointing intermediaries if you’re a funeral plan provider

     Firms Tasks for firms Published: 02/05/2021 Last modified: 01/11/2023
     Find out how to appoint intermediaries to distribute and sell your plans.

149. Electronic money institution applicants

     Firm authorisation Electronic money and payment institutions Published: 09/05/2015 Last modified: 26/03/2024
     Find out what conditions you must meet to become an e-money institution, and what to include in your application to be authorised by or registered with the FCA.

150. CCR007 consumer credit data: how to complete the return

     Published: 12/09/2016 Last modified: 02/04/2024
     Most consumer credit firms with limited permission are required to complete the CCR007 return. We provide guidance and information for firms on each question in the form.