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Showing 121 to 130 of 16111 search results for Firms need to register.

121. Mutual societies: forms

     Tasks for firms Published: 01/08/2015 Last modified: 03/04/2024
     Find the forms you need to apply to register as a mutual society and send us updates.

122. 2018 Disclosure Log

     Last modified: 14/09/2020
     The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. 

123. Become an appointed representative

     Tasks for regulated firms Published: 18/05/2015 Last modified: 15/12/2022
     Read our key considerations for becoming an appointed representative (AR), and find out what you'll need to prepare for your principal firm.

124. Money Laundering Regulations

     Firms Focus areas Published: 23/12/2019 Last modified: 21/02/2023
     Find out more about Money Laundering Regulations (MLRS) and how firms need to comply.

125. Christmas Loans

     Warnings Published: 15/12/2015 Last modified: 12/12/2016
     We believe a number of firms are carrying out consumer credit activities, specifically offering 'Christmas Loans' in the UK, without our permission or authorisation. Find out why to be especially wary of dealing with these unauthorised firms and how

126. Fake FCA communications

     Consumers Scams Published: 18/02/2021 Last modified: 21/03/2024
     Fraudsters sometimes pretend to work for the FCA, so if you’re unsure it’s important to check. Find out how to spot fake FCA emails, phone calls, and websites.

127. Trading names

     Tasks for firms Published: 20/10/2022 Last modified: 09/08/2023
     Learn what you should and shouldn’t do when registering a trading name that’s different from your firm’s registered company name.

128. Remote or hybrid working: FCA expectations for firms

     Tasks for regulated firms Published: 11/10/2021 Last modified: 13/02/2023
     It's likely many firms will continue new ways of working. The FCA sets out expectations so they can meet regulatory responsibilities.

129. Credit unions carrying out consumer credit activities

     Tasks for firms Published: 16/11/2015 Last modified: 03/04/2024
     Find out how to notify the FCA or apply for permission to carry out Conditional Sale, Hire Purchase or other types of consumer credit activity.

130. Primary Market Bulletin 32

     Newsletters Published: 03/12/2020 Last modified: 03/12/2020
     Welcome to the 32nd edition of the Primary Market Bulletin (PMB)