Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 71 to 80 of 621 search results for Firm specific complaints data.

  1. The Evolution of the Mortgage Market

    Speeches Published: 11/03/2015 Last modified: 11/03/2015
    Our data does not necessarily support the view that older borrowers cannot get a mortgage or remortgage. ... way that the new rules largely hardwired what was already good practice in most firms.

  2. Getting the right investor outcomes

    Speeches Published: 24/09/2014 Last modified: 30/09/2014
    Speech by William Amos, Director of Wholesale Banking and Investment Management at the Investment Week Fund Management Summit, London. This is the text of the speech as drafted, which may differ from the delivered version.

  3. Loan-based crowdfunding platforms: summary of our rules

    New firm authorisation Published: 11/05/2015 Last modified: 13/08/2021
    The following rules may be relevant for firms operating in the loan-based crowdfunding (including peer-to-peer and peer-to-business) market when considering their investment activities.

  4. Improving the suitability of financial advice

    Speeches Published: 19/09/2019 Last modified: 03/10/2019
    Speech by Debbie Gupta, Director of Life Insurance and Financial Advice Supervision at the FCA, delivered at Money Marketing Interactive Conference 2019, Harrogate.

  5. The FCA publishes data on complaints and redress for the first half of 2013

    Press Releases Published: 16/10/2013 Last modified: 16/10/2013
    Publishing complaints data is a powerful tool that helps encourage competition between firms to improve their service to customers; and help consumers assess their relationships with banks and other providers.”. ... 1,425. Close. The latest complaints

  6. Personal data and surveys, consultations and market research

    Last modified: 10/09/2021
    This page explains how and why we use personal data to undertake surveys, consultations and market research as part of our work as a regulator.

  7. CP15/28: Quarterly Consultation Paper No. 10

    Consultation papers Published: 04/09/2015 Last modified: 13/01/2017
    make minor amendments to SUP Chapter 16 to improve the data collection process for both firms and the FCA. ... Since publishing our consultation, the MiFID II Delegated Regulation has been published and it now makes specific reference to the

  8. Regulation round-up February 2018

    Newsletters Published: 15/02/2018 Last modified: 21/02/2018
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.

  9. Good conduct and market integrity

    Speeches Published: 02/06/2014 Last modified: 11/06/2014
    Speech by Martin Wheatley, CEO, the FCA, at the General Insurance conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  10. Overall complaints fall by 2.1% but banking and credit card complaints increase

    Press Releases Published: 30/09/2015 Last modified: 01/10/2015
    Equiniti Financial Services Limited - 1,626. The FCA publishes complaints data received from firms every six months, alongside aggregated figures covering the whole industry. ... The data, which can be found on the FCA website, is presented in two