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Showing 91 to 100 of 206 search results for Final Notice to Finablr plc.

91. FCA Final Notice 2014: The Royal Bank of Scotland Plc [pdf]

    Final notices Published: 12/11/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3 related to wholesale conduct and benchmarks in the investment bank sector. We imposed a fine.

92. FSA Final Notice 2003: St James's Place International plc [pdf]

    Final notices Published: 01/11/2003 Last modified: 14/06/2014
    FSA Final Notice 2003: St James's Place International plc

93. FSA Final Notice 2003: Lloyds TSB Bank plc [pdf]

    Final notices Published: 01/09/2003 Last modified: 14/06/2014
    FSA Final Notice 2003: Lloyds TSB Bank plc

94. FSA Final Notice 2004: Sportsworld Media Group plc and Geoffrey John Brown [pdf]

    Final notices Published: 01/03/2004 Last modified: 14/06/2014
    FSA Final Notice 2004: Sportsworld Media Group plc and Geoffrey John Brown

95. Final Notice 2022: Barclays Bank plc [pdf]

    Final notices Published: 28/02/2022
    This Final Notice (Barlclays Bank plc) refers to breaches of PRIN 2 related to financial crime in the corporate banking sector. We imposed a financial penalty.

96. FCA Final Notice 2014: Lloyds Bank plc and Bank of Scotland plc [pdf]

    Final notices Published: 28/07/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3 and PRIN 5 related to wholesale conduct, benchmarks, and conflicts of interest in the retail banks sector. We imposed a fine.

97. FCA Final Notice 2014: HSBC Bank Plc [pdf]

    Final notices Published: 12/11/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3 related to wholesale conduct and benchmarks in the investment bank sector. We imposed a fine.

98. FSA Final Notice 2004: Allied Dunbar Assurance plc [pdf]

    Final notices Published: 01/03/2004 Last modified: 14/06/2014
    FSA Final Notice 2004: Allied Dunbar Assurance plc

99. FSA Final Notice 2005: Abbey National plc [pdf]

    Final notices Published: 01/05/2005 Last modified: 14/06/2014
    FSA Final Notice 2005: Abbey National PIC

100. Final Notice 2015: Asia Resource Minerals plc (formerly Bumi plc) [pdf]

     Final notices Published: 17/06/2015 Last modified: 17/06/2015
     This final notice refers to breaches of LR and DTR related to listing rules breaches in the issuer sector. We imposed a fine.