Search results

Showing 1 to 10 of 206 search results for FCA Final Notice to Finablr plc.

1. FCA Final Notice to Finablr plc

   Statements Published: 25/02/2022 Last modified: 25/02/2022
   We have issued a Final Notice to the firm in accordance with section 390(1) of the Financial Services and Markets Act.

2. FCA Decision Notice to Finablr plc

   Statements Published: 16/12/2021 Last modified: 16/12/2021
   We have issued a Decision Notice to Finablr plc refusing the Company’s application for cancellation of its premium listing with reference to LR 5.2.7R. 

3. Final Notice 2019: Prindiville Plc [pdf]

   Final notices Published: 25/07/2019
   This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in

4. Final Notice 2019: R. Raphael & Sons Plc [pdf]

   Final notices Published: 30/05/2019
   This final notice refers to breaches of PRIN 2, PRIN 3, SYSC 8 relating to culture/governance in the retail bank sector. We imposed a financial penalty.

5. 2020 fines

   News stories Published: 21/01/2020 Last modified: 02/12/2022
   This page contains information about enforcement fines published during the calendar year ending 2020.

6. 2022 fines

   News stories Published: 28/02/2022 Last modified: 04/01/2023
   Enforcement fines published in 2022.

7. FSA Final Notice 2010: Zurich Insurance Plc, UK branch [pdf]

   Final notices Published: 19/08/2010 Last modified: 14/06/2014
   FSA Final Notice 2010: Zurich Insurance Plc, UK branch

8. 2021 fines

   News stories Published: 04/03/2021 Last modified: 17/12/2021
   This page contains information about enforcement fines published during the calendar year ending 2021.

9. FSA Final Notice 2013: The Royal Bank of Scotland plc [pdf]

   Final notices Published: 06/02/2013 Last modified: 31/05/2013
   For the reasons set out in this Final Notice, the FSA is taking action against The Royal Bank of Scotland plc

10. FCA Final Notice 2015: Tiuta Plc [pdf]

    Final notices Published: 05/11/2015 Last modified: 05/11/2015
    This Final Notice refers to breaches of PRIN 4, COND, MIPRU and IPRU-INV related to threshold conditions in the investment adviser sector. We imposed a cancellation.