Search results
Showing 31 to 40 of 150 search results for Final Notice issued to Goenka.
-
Settlement and mediation in enforcement cases
Agreeing to settle with the FCA is not the same as an out-of-court settlement in the commercial sense. An FCA settlement is a regulatory decision taken by us, the terms of which are accepted by the firm or individual concerned. -
Business interruption insurance
Find out about how we obtained legal clarity on business interruption (BI) insurance during the coronavirus (Covid-19) crisis. -
Statement regarding Swift Trade Court of Appeal Judgment
Update – A Final Notice for Swift Trade was issued on 24 January 2014. ... The FSA published its Decision Notice against Swift Trade on 31 August 2011. -
Tribunal bans former trader for lying to the FCA and the Tribunal
On 23 July 2010 the FCA issued a Decision Notice to Hobbs that comprised a financial penalty of £175,000 and the imposition of a prohibition order. ... The final notice for Andrew Charles Kerr. -
FCA publicly censures Redcentric PLC for market abuse
The FCA has today issued a public censure to to Redcentric PLC (Redcentric) for committing market abuse between 9 November 2015 and 7 November 2016. -
Payment Services Regulations 2017 and Electronic Money Regulations 2011
The FCA provides information on the regulation of payment services and e-money, including who is affected by the rules. -
AIFMD updates
There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms. -
Settlement in enforcement cases
An FCA settlement is a regulatory decision taken by us, the terms of which are accepted by the firm or individual concerned. -
LF Woodford Equity Income Fund investigation
We set out our public statements on the investigation into the circumstances relating to the suspension of the LF Woodford Equity Income fund -
UK EMIR news
Read our archive of news relating to EMIR dating back to August 2013.