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Showing 11 to 20 of 148 search results for Final Notice issued to Goenka.

  1. 2013 fines

    News stories Published: 02/01/2013 Last modified: 26/03/2024
    Fines published during the calendar year ending December 2013.

  2. Enforcement

    About us How we regulate Published: 21/04/2016 Last modified: 02/04/2024
    Find out more about FCA enforcement powers, including how we protect consumers and act against firms and individuals that don’t meet our standards.

  3. Final Notice 2020: Aviva plc [pdf]

    Final notices Published: 26/10/2020
    This Final Notice (Aviva plc) refers to breaches of Listing Rule 1.3.3R and Transparency Rule 1A.3.2R related to Listing rules/DTR breaches in the General Insurance and Protection sector. We issued a public censure. File updated with accessibility

  4. What we publish

    Last modified: 19/03/2024
    We publish a wide range of publications: consultations, policy papers, decision-making documents, research and other useful information. Find out more about the types of documents available.

  5. Final Notice 2020: Fuse Assurance Solutions Limited [pdf]

    Final notices Published: 12/11/2020 Last modified: 12/11/2020
    The firm (Fuse Assurance Solutions Limitied) was issued a Final Notice and was revoked on 11 November 2020.

  6. Final Notice 2023: Giovanni Automobili ltd [pdf]

    Final notices Published: 28/06/2023
    Final notice issued against Giovanni Automobili ltd.

  7. Our refusal process

    Firm authorisation Published: 06/09/2023 Last modified: 30/11/2023
    Understand the process if the FCA refuses your application for authorisation.

  8. Statement on Achilles Macris

    Statements Published: 12/06/2015 Last modified: 12/06/2015
    On 19 May 2015 the Court of Appeal ruled that the FCA should have given Mr Macris the right to make representations on certain matters set out in the final notice ... issued to JPMorgan Chase Bank N.A (JP Morgan) on 19 September 2013 which related to the

  9. Statement on Achilles Macris

    Statements Published: 11/04/2014 Last modified: 11/04/2014
    certain matters set out in the final notice issued to JPMorgan Chase Bank N.A (JP Morgan) on 19 September 2013 which related to the ‘London Whale’ trades. ... Such rights are known as ‘third party rights’. The FCA did not give Mr Macris third

  10. FCA issues final messages on LIBOR before end-2021

    News stories Published: 10/12/2021 Last modified: 10/12/2021
    Final LIBOR publications before end-2021 deadline and remaining actions firms need to take.