Search results
Showing 91 to 100 of 4490 search results for Final Notice 2023.
-
Article 23C Benchmarks Regulation – Notice of Permitted Legacy Use by Supervised Entities [pdf]
Article 23C Benchmarks Regulation – Notice of Permitted Legacy Use by Supervised Entities -
Final Notice 2023: Bella-Rose Group Ltd (trading as Scooter Nation) [pdf]
This final notice (Bella-Rose Group Ltd (trading as Scooter Nation)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer Credit Sector. We imposed a -
Final Notice 2023: Philip Frederick Edwards (trading as Pe Cctv Direct) [pdf]
This Final Notice (Philip Frederick Edwards (trading as Pe Cctv Direct)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed -
2022 fines
Enforcement fines published in 2022. -
Our refusal process
Understand the process if the FCA refuses your application for authorisation. -
UK SFTR news
Read FCA news updates on the UK Securities Financing Transactions Regulation (UK SFTR). -
Notice of Decision 2023: Fast Lane Motors NI [pdf]
Conduct: Failing to carry on regulated activities Breaches: N/A Subject: Firm Outcome: Cancellation Sector: -
Final Notice 2023: First Class Blinds Belfast Limited (trading as First Class Blinds) [pdf]
This final notice (First Class Blinds Belfast Limited (trading as First Class Blinds)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit -
Enforcement
Find out more about FCA enforcement powers, including how we protect consumers and act against firms and individuals that don’t meet our standards. -
Market abuse
Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place.