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Showing 61 to 70 of 80 search results for FSA of inappropriate LIBOR.
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Evolving the FCA's approach to markets regulation
Keynote speech by David Lawton, Director of Markets, at the FCA Markets Conference 2013. This is the text of the speech as drafted, which may differ from the delivered version. -
Conduct in a new era: leaders rejecting complacency
Speech by John Griffith-Jones, Chairman, the FCA, to theCityUK conference in London. This is the text of the speech as drafted, which may differ from the delivered version. -
AXA fined and reviews investment sales for advice failings
The Financial Conduct Authority (FCA) has fined AXA Wealth Services Ltd (AXA) £1,802,200 for failing to ensure it gave suitable investment advice to its customers. -
Wealth Management Association (formerly APCIMS) speech
Speech by FCA Chairman, John Griffith-Jones, delivered to the Wealth Management Association in London. This is the text of the speech as drafted, which may differ from the delivered version. -
Martin Brokers (UK) Limited fined £630,000 for significant failings in relation to LIBOR
On 19 December 2012, the Financial Services Authority (FSA), the FCA’s predecessor, fined UBS AG £160 million for significant failings in relation to LIBOR and EURIBOR, and on 6 February ... 2013, the FSA fined The Royal Bank of Scotland plc £87.5 -
2017 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. -
The retrospective application of rules: feedback on the call for examples
We asked firms to provide examples of the retrospective application of regulatory rules -
The rationale for the FCA’s Mission and the context which the FCA operates in
Speech by Andrew Bailey, Chief Executive at the FCA, delivered at City Banquet, Mansion House. -
Financial Conduct Authority to investigate how firms deal with risk benchmark manipulation
Following widespread attempted manipulation of Libor, firms should ensure that traders are not able to act in this way in the future. ... The costs the FCA inherited from the FSA have been kept at the same level as last year. -
Deutsche Bank fined £227 million by Financial Conduct Authority for LIBOR and EURIBOR failings and for misleading the regulator
On 27 June 2012, the Financial Services Authority (FSA), the FCA’s predecessor, fined Barclays Bank plc £59.5 million for misconduct relating to LIBOR and EURIBOR. ... On 19 December 2012, the FSA fined UBS AG £160 million for significant failings in