Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 91 to 100 of 1798 search results for FSA Final Notice 2005.

  1. RBS fined £87.5 million for significant failings in relation to LIBOR

    Press Releases Published: 06/02/2013 Last modified: 18/11/2021
    The Financial Services Authority (FSA) has fined The Royal Bank of Scotland plc (RBS) £87.5 million for misconduct relating to the London Interbank Offered Rate (LIBOR).

  2. The FCA fines Rabobank £105 million for serious LIBOR-related misconduct

    Press Releases Published: 29/10/2013 Last modified: 29/10/2013
    Between May 2005 and January 2011, Rabobank allowed derivatives and money market traders to:. ... The Final Notice for Rabobank.

  3. UBS fined £160 million for significant failings in relation to LIBOR and EURIBOR

    Press Releases Published: 19/12/2012 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has fined UBS AG (UBS) £160 million for misconduct relating to the London Interbank Offered Rate (LIBOR) and the Euro Interbank Offered Rate (EURIBOR). This is the largest fine ever imposed by the FSA.

  4. FSA fines Aon Limited £5.25m for failings in its anti-bribery and corruption systems and controls

    Press Releases Published: 08/01/2009 Last modified: 08/11/2016
    The Financial Services Authority (FSA) has today fined Aon Limited (Aon Ltd) £5.25 million for failing to take reasonable care to establish and maintain effective systems and controls to counter the risks of bribery and corruption associated with

  5. FCA fines Lloyds Banking Group firms a total of £28,038,800 for serious sales incentive failings

    Press Releases Published: 11/12/2013 Last modified: 25/11/2021
    The Financial Conduct Authority (FCA) has fined Lloyds TSB Bank plc and Bank of Scotland plc, both part of Lloyds Banking Group (LBG), £28,038,800 for serious failings in their controls over sales incentive schemes.

  6. Deutsche Bank fined £227 million by Financial Conduct Authority for LIBOR and EURIBOR failings and for misleading the regulator

    Press Releases Published: 23/04/2015 Last modified: 24/04/2015
    The Final Notice for Deutsche Bank. ... The remaining contributions were then arithmetically averaged to create the final published LIBOR rate.

  7. FCA fines Towergate and former director Timothy Philip for client and insurer money failings

    Press Releases Published: 13/07/2016 Last modified: 13/07/2016
    Towergate’s banking practices should have meant that interest did not accrue on these accounts; however on a number of occasions from June 2005 to October 2011, it did, and this ... Final notices for Towergate Underwriting Group Limited and Timothy

  8. Our Perimeter Report

    Annual reports Published: 20/07/2022 Last modified: 05/04/2024
    Our perimeter (remit) determines the activities we regulate and the level of protection consumers can expect when they buy financial services and products

  9. FSA Supervisory Notice 2005: David Robert Charles Gale, (trading as Gale Financial) [pdf]

    Supervisory notices Published: 01/10/2005 Last modified: 14/06/2014
    FSA Supervisory Notice 2005: David Robert Charles Gale, (trading as Gale Financial)

  10. FSA Supervisory Notice 2005: Williams, Stewart James (trading as S & J Consultants) [pdf]

    Supervisory notices Published: 01/06/2005 Last modified: 14/06/2014
    FSA Supervisory Notice 2005: Williams, Stewart James (trading as S & J Consultants)