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Showing 1 to 10 of 49 search results for FCA censures Aviva plc.

1. FCA censures Aviva plc for listing and transparency rules breach

   Press Releases Published: 26/10/2020 Last modified: 26/10/2020
   The FCA has today publicly censured Aviva plc for making an announcement that had the potential to mislead the market.

2. Final Notice 2020: Aviva plc [pdf]

   Final notices Published: 26/10/2020
   This Final Notice (Aviva plc) refers to breaches of Listing Rule 1.3.3R and Transparency Rule 1A.3.2R related to Listing rules/DTR breaches in the General Insurance and Protection sector. We issued a public censure. File updated with accessibility

3. FCA censures London Capital & Finance plc

   Press Releases Published: 11/10/2023 Last modified: 11/10/2023
   The Financial Conduct Authority (FCA) has censured London Capital & Finance (LCF) for its unfair and misleading financial promotions of minibonds.

4. Primary Markets enforcement outcomes

   Published: 18/02/2021 Last modified: 07/11/2023
   A list of recent Primary Markets enforcement outcomes.

5. Aviva Plc / Aviva Bonds Plc / Aviva Investors / Aviva Investors & Pensions Ltd / Aviva Life & Pensions UK Limited (clone of FCA authorised firm)

   Warnings Published: 15/07/2020 Last modified: 12/07/2021
   Aviva Plc / Aviva Bonds Plc / Aviva Investors / Aviva Investors & Pensions Ltd / Aviva Life & Pensions UK Limited (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an

6. FCA publicly censures Redcentric PLC for market abuse

   Press Releases Published: 26/06/2020 Last modified: 26/06/2020
   The FCA has today issued a public censure to to Redcentric PLC (Redcentric) for committing market abuse between 9 November 2015 and 7 November 2016.

7. FCA censures NMC Health Plc (in Administration) for market abuse

   Press Releases Published: 17/11/2023 Last modified: 17/11/2023
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8. Final Notice 2023: NMC Health Plc (in Administration) [pdf]

   Final notices Published: 17/11/2023
   This Final Notice refers to breaches of Article 15 EU MAR related to disseminating false and misleading information regarding NMC’s debt positions. We publish a public censure.

9. Decision Notice 2022: Carillion (in liquidation) [pdf]

   Decision notices Published: 28/07/2022
   The Decision Notice (Carillion (in liquidation)) refers to breaches of the Market Abuse Regulations and Listing Rules, within the issuer’s sector. Our view is that a public censure should be imposed.

10. Final Notice 2020: Redcentric PLC [pdf]

    Final notices Published: 26/06/2020
    This final notice (Redcentric PLC) refers to a breach of section 118(7) FSMA and the committal of market abuse by the publishing of false and misleading information about the financial position of an AIM-listed company. We imposed a public censure