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Showing 11 to 20 of 1784 search results for FCA and the Prudential Regulation Authority.
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Submit a change in control notification
Find out how to prepare your notification and understand what happens after you submit it. -
Banks, insurers and Lloyd’s managing agents
Find out about the authorisation process if you're one of these types of firm. -
FCA and PRA publish final changes to enhance enforcement decision-making processes
The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have today published final changes in a Policy Statement (PS) aimed at strengthening the transparency and effectiveness of their enforcement decision-making processes -
FCA and PRA jointly fine Raphaels Bank £1.89m for outsourcing failings
The Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) have fined R. Raphael & Sons plc (“Raphaels”) for failing to manage its outsourcing arrangements properly between April 2014 and December 2016. -
FCA publishes its Annual Funding Requirement for 2013/14
The Financial Conduct Authority (FCA) has announced its Annual Funding Requirement (AFR) for 2013/14. On 1 April 2013 the FCA and the Prudential Regulation Authority (PRA) replaced the Financial Services Authority (FSA). The Bank of England has -
UK EMIR news
Read our archive of news relating to EMIR dating back to August 2013. -
FCA and PRA jointly fine Mr James Staley £642,430 and announce special requirements regarding whistleblowing systems and controls at Barclays
The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have together fined Mr James Staley, Chief Executive of Barclays Group (Barclays), a total of £642,430. Mr Staley failed to act with due skill, care and diligence -
FCA business plan and risk outlook published
The Financial Services Authority (FSA) has published the business plan and risk outlook for the Financial Conduct Authority (FCA) for 2013/14. The FSA will be replaced by the FCA and the Prudential Regulation Authority (PRA) on 1 April 2013. -
FCA and PRA review into the failure of HBOS Group
The FCA and the Prudential Regulation Authority (PRA) are publishing a review into the failure of HBOS Group. -
MoU between the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) re: co-ordination - Annex [pdf]
This Annex sets out technical information and gives additional detail to the FCA/PRA co-ordination MoU.