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Showing 21 to 30 of 569 search results for FCA activities on pensions and retirement income.

  1. FCA Q3 16/17 Number of skilled person reports commissioned [pdf]

    Data Published: 01/02/2017
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  2. FCA Q2 16/17 Number of skilled person reports commissioned [pdf]

    Data Published: 01/11/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  3. FCA Q3 15/16 Number of skilled person reports commissioned [pdf]

    Data Published: 04/02/2016 Last modified: 05/08/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  4. FCA Q2 15/16 Number of skilled person reports commissioned [pdf]

    Data Published: 04/11/2015 Last modified: 15/07/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  5. FCA Q1 16/17 Number of skilled person reports commissioned [pdf]

    Data Published: 01/08/2016 Last modified: 04/08/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  6. FCA Q4 15/16 Number of skilled person reports commissioned [pdf]

    Data Published: 04/05/2016 Last modified: 05/08/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  7. FCA Q1 17/18 Number of skilled person reports commissioned [pdf]

    Data Published: 01/08/2017
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  8. Data Bulletin: May 2017 - Retail intermediary sector

    Data Published: 25/05/2017 Last modified: 21/08/2019
    This issue focuses on the retail intermediary sector and provides a useful insight into the activities of these firms.

  9. FCA Q1 2015/16 Number of skilled person reports commissioned [pdf]

    Data Published: 10/08/2015 Last modified: 15/07/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  10. RegData help and FAQs

    Registers and systems Published: 04/05/2016 Last modified: 13/02/2023
    You can find help and/or FAQs on all the Gabriel data items below and via the links to the right.
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