Search results
Showing 11 to 20 of 807 search results for Dinosaur Investor Services.
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London Capital and Finance plc
On 30 January 2019, London Capital and Finance plc (LCF) appointed joint administrators who will contact all affected parties in due course -
Mini-bonds
Find out about mini-bonds and why retail investors should exercise caution when buying them. -
Asset management market study
We have published the final findings of our asset management market study. As part of this, we set out a package of remedies to address the concerns identified. -
FX SEP Investor Services (aka FXSEP) (clone of FCA authorised firm)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'. -
UK Securities Financing Transactions Regulation (UK SFTR)
The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market. -
FCA expectations regarding funds in light of coronavirus (Covid-19)
We are giving firms extra time to produce their annual and half-yearly reports and accounts because of the impact of coronavirus (Covid-19). -
Firms
Tasks for regulated firms and authorisation information for new firms -
Connaught Income Series 1 Fund — update to investors
The FCA has asked the liquidators of the Fund to distribute the settlement sum to investors as soon as possible. ... a complaint to the firms that operated the Fund (or to the ombudsman service) or submitting a claim to the FSCS. -
Securitisation
Securitisation legislation aims to make the securitisation market work more effectively. Regulation outlines the general requirements for all securitisations, as well as the criteria and process for designating certain securitisations as simple, -
ScamSmart - Avoid investment and pension scams
ScamSmart is a Financial Conduct Authority campaign providing information on how to avoid investment and pension scams.