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Showing 62 to 71 of 259 search results for Dear CEO letter to all.

  1. Chief Executive

    Understand the key responsibilities of our Chief Executive

  2. TR13/10 - Outsourcing in the asset management industry

    Thematic reviews Published: 04/11/2013 Last modified: 07/02/2022
    We have published the findings from our review that assessed whether asset managers are effectively mitigating the risks relating to outsourcing.

  3. FCA highlights continuing concerns about problem firms in the CFD sector

    Press Releases Published: 01/12/2022 Last modified: 01/12/2022
    FCA has written to CFD providers outlining expectations and highlighting areas of poor practice seen in firms.

  4. FCA statement - insuring SMEs: business interruption

    Statements Published: 01/05/2020 Last modified: 01/05/2020
    FCA announces it intends to obtain a court declaration to resolve contractual uncertainty in business interruption insurance cover

  5. We force third firm to reverse effect of misleading British Steel Pension Scheme offers

    News stories Published: 19/05/2023 Last modified: 22/05/2023
    The FCA has acted against another firm seeking to avoid liabilities under the British Steel Pension Scheme (BSPS) redress scheme.

  6. Information for SIPP operators in light of Berkeley Burke administration

    Statements Published: 04/10/2019 Last modified: 11/10/2019
    On 18 September 2019 the directors of Berkeley Burke SIPP Administration Limited ('BBSAL'), a firm authorised and regulated by the FCA, appointed Adrian Allen and Diana Frangou of RSM Restructuring Advisory LLP as Joint Administrators

  7. DP14/2 Fairness of changes to mortgage contracts

    Discussion papers Published: 07/07/2014 Last modified: 07/02/2022
    This DP is an opportunity to open up the discussion and be transparent about the factors that may be relevant when considering the fairness of changes to regulated mortgage contracts.

  8. Liquidity Management multi-firm review

    Multi-firm reviews Published: 06/07/2023 Last modified: 06/07/2023
    Informing the asset management industry of the conclusions and recommendations from our multi-firm review on fund liquidity management.

  9. Information for firms on motor finance complaints 

    Consumer credit firms Published: 24/01/2024 Last modified: 12/04/2024
    Guidance for firms affected by the FCA's review into the historical use of discretionary commission arrangements (DCAs) in the motor finance industry.

  10. Notice to all FCA regulated firms with exposure to cryptoassets

    Statements Published: 24/03/2022 Last modified: 24/03/2022
    We are reminding all regulated firms of their existing obligations when they are interacting with or exposed to cryptoassets and related services.

  11. Asset managers told to review liquidity management in funds

    Press Releases Published: 06/07/2023 Last modified: 06/07/2023
    We have reviewed liquidity management in asset managers and found that firms need to increase their focus on liquidity risk.