Search results
Showing 61 to 70 of 770 search results for Culture in financial institutions.
-
FCA operating service metrics 2022/23
This report sets out how the FCA performed in 2022/23 against 54 operating service metrics, including how it dealt with regulatory applications, telephone enquiries and other correspondence. -
Reforming our capital markets ecosystem
Speech by Nikhil Rathi, our Chief Executive delivered at the Global Investment Management Summit. -
Effective compliance with the Market Abuse Regulation – a state of mind
to also ask whether the institution has properly considered its regulatory obligations (set out in SYSC6.1.1R) to counter the risk of financial crime. ... necessary and ultimately, if the institution is comfortable in continuing to maintain that client -
Effective global regulation in capital markets
Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to ICI Global Conference, London -
The Prudential Regulation Authority and The Financial Conduct Authority announce new rules on remuneration
Martin Wheatley, Financial Conduct Authority CEO, commented:. "Today’s rules are part of a wider package that is being announced over the summer to embed an accountable culture in the City. ... Our intention is that people in positions of -
Listening up to level up – regulating finance for the whole of the UK
Speech by Charles Randell, Chair of the FCA, at the Centre for Commercial Law Studies, Queen Mary University of London. -
Comparison of banking providers’ fraud controls
This page contains information about banks’ fraud controls. It is intended to enable consumers and consumer groups to compare how banks protect their customers against fraud, and to help consumers to make better informed choices about their -
Our Perimeter Report
Our perimeter (remit) determines the activities we regulate and the level of protection consumers can expect when they buy financial services and products -
Insights from the Cyber Coordination Groups
Insights from the Cyber Coordination Groups -
FCA outlines proposals to extend the Senior Managers and Certification Regime to all financial services firms
In October 2015, HM Treasury announced its intention to extend the Senior Managers and Certification Regime (SM&CR) to all sectors of the financial services industry.