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Showing 191 to 200 of 1294 search results for Culture in UK banking.

  1. Culture and conduct - extending the accountability regime

    Speeches Published: 20/09/2017 Last modified: 20/09/2017
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at City and Financial Summit, London.

  2. FSA Final Notice 2008: Egg Banking plc [pdf]

    Final notices Published: 10/12/2008 Last modified: 14/06/2014
    FSA Final Notice 2008: Egg Banking plc

  3. Payment Accounts Regulations 2015 (PARs)

    Tasks for regulated firms Published: 10/02/2016 Last modified: 10/02/2023
    Find out more about Payment Accounts Regulations (PARs), including information on what they aim to improve.

  4. Final notice 2016: David Williams T/A Debts Maze Solutions [pdf]

    Final notices Published: 23/02/2016 Last modified: 25/02/2016
    This final notice deals with a breach of COND. We refused this application for permission to carry on regulated activities of Debt Administration, Debt Collecting and Debt-Counselling as the application is incomplete.

  5. Consumer Duty events

    Events Published: 25/09/2022 Last modified: 05/01/2024
    The FCA has run events to help firms understand our expectations for the Consumer Duty and prepare for implementation. Find out about these and watch the webinars.

  6. Market Watch 76

    Newsletters Published: 30/01/2024 Last modified: 31/01/2024
    Newsletter on market conduct and transaction reporting issues, October 2023.

  7. Decision Notice 2022: C [pdf]

    Decision notices Published: 30/11/2022
    This Decision Notice refers to breaches of APER 1 related to a lack of fitness/propriety and failing to act with integrity in the Wealth Management and Private Banking sector. Our view is that a prohibition should be imposed.

  8. Final Notice 2017: Deutsche Bank [pdf]

    Final notices Published: 31/01/2017
    This final notice refers to breaches of PRIN 3 and SYSC related to culture/governance and financial crime in the investment bank sector. We imposed a fine.

  9. Decision Notice 2022: B [pdf]

    Decision notices Published: 30/11/2022
    This Decision Notice refers to breaches of APER 1 and FIT related to a lack of fitness/propriety and failing to act with integrity in the Wealth Management and Private Banking sector. Our view is that a prohibition should be imposed.

  10. FCA Board

    Who we are About us Published: 02/04/2016 Last modified: 09/05/2024
    The FCA Board holds us accountable for the way we work. Find out more about its role and meet its members.
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