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Showing 181 to 190 of 1294 search results for Culture in UK banking.

  1. 2013 Disclosure Log

    Last modified: 22/11/2021
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013. 

  2. Request an FCA speaker

    Last modified: 20/02/2023
    Our speaker request process is the formal channel for considering FCA’s external speaking engagements. 

  3. Building an inclusive culture infographic summary [pdf]

    Data Published: 11/10/2016
    Building an inclusive culture We value differences in our people and use these to make us a stronger and more effective regulator.

  4. BP Private Banking

    Warnings Published: 01/04/2013 Last modified: 15/04/2021
    BP Private Banking is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  5. FCA Final Notice 2014: Investments Limited [pdf]

    Final notices Published: 23/07/2014 Last modified: 13/03/2015
    This final notice refers to breaches of PRIN 3 and SYSC related to culture/goverence in the investment adviser sector. We imposed a public censure, suspension, and restriction.

  6. Decision Notice 2022: A [pdf]

    Decision notices Published: 30/11/2022
    This Decision Notice refers to breaches of FIT related to a lack of fitness/propriety and failing to act with integrity in the Wealth Management and Private Banking sector. Our view is that a prohibition should be imposed.

  7. Our investigations – the evolving approach

    Speeches Published: 15/06/2017 Last modified: 15/06/2017
    Speech by Jamie Symington, Director of Investigations at the FCA, at the Legal Week Banking Litigation and Regulation Forum.

  8. Halifax Banking Online

    Warnings Published: 01/04/2013 Last modified: 15/04/2021
    Halifax Banking Online is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  9. Helping people access cash

    Firms Focus areas Published: 05/11/2020 Last modified: 02/04/2024
    How new legislation has given the FCA powers to act where it finds or anticipate significant impacts on consumers’ ability to access cash.

  10. TR13/6 - Mobile banking and payments - supporting an innovative and secure market [pdf]

    Thematic reviews Published: 27/08/2013 Last modified: 27/08/2013
    This interim report outlines our reasons for carrying out thematic work on mobile banking and summarises the potential risks we identified from our discovery work. We also set out our high-level plans for our future work on mobile banking.
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