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Showing 131 to 140 of 954 search results for Culture and governance.

131. Business Plan 2022/23

     Business plans Published: 07/04/2022 Last modified: 27/04/2022
     The FCA Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy.

132. Shaping the rules for a data-driven future

     Speeches Published: 16/06/2022 Last modified: 16/06/2022
     Speech by our Chief Executive, Nikhil Rathi at the Dutch Authority for the Financial Markets (AFM) 20th anniversary seminar.

133. The expanding scope of individual accountability for corporate misconduct

     Speeches Published: 03/04/2017 Last modified: 05/04/2017
     Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the New York University Program on Corporate Compliance and Enforcement

134. Has the industry improved ten years on?

     Speeches Published: 14/06/2018 Last modified: 15/06/2018
     Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Banking Litigation & Regulation Forum 2018.

135. Consumer Duty implementation plans

     Focus areas Multi-firm reviews Published: 25/01/2023 Last modified: 25/01/2023
     The Consumer Duty will set higher and clearer standards of consumer protection across financial services and require firms to act to deliver good outcomes for customers. The FCA sets out here the findings from their review of firms’ plans to embed

136. Fair and effective markets review

     Speeches Published: 14/07/2015 Last modified: 23/10/2015
     And finally, what has been described as a ‘culture of impunity’ in some parts of the markets. ... Perhaps a statement of the obvious, but it goes back to my point earlier about cultures of impunity.

137. FCA consults on how firms and individuals will transition to the Senior Managers and Certification Regime

     Press Releases Published: 13/12/2017 Last modified: 13/12/2017
     The Financial Conduct Authority (FCA) has today published a package of proposals on how firms and individuals will move to the Senior Managers and Certification Regime. The aim of the new regime is to make individuals more accountable for their

138. FCA outcomes and metrics

     Data Published: 02/04/2022 Last modified: 12/03/2024
     The FCA is committed to being clear about how it is accountable for its progress. On this page the FCA sets out its outcomes and the metrics it will use to measure them.

139. Information on enforcement investigations into Senior Managers - May 2022

     FOI Release Date of Release: 26/05/2022
     The FCA responds to multiple questions on enforcement investigations into Senior Managers.

140. Banking leaders share their insights on adopting the Senior Managers and Certification Regime

     Press Releases Published: 07/02/2019 Last modified: 11/04/2024
     Watch senior leaders from four financial services firms talk about their experiences of adopting the Senior Managers and Certification Regime.