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Showing 141 to 150 of 3355 search results for Culture and Conduct.

141. FCA fines Bluefin £4m for misleading customers

     Press Releases Published: 06/12/2017 Last modified: 06/12/2017
     The Financial Conduct Authority (FCA) has today fined Bluefin Insurance Services Limited (Bluefin) £4,023,800 for having inadequate systems and controls and failing to provide information to its customers about Bluefin’s independence in a way

142. Facing the future – challenges and priorities for the FCA

     Speeches Published: 12/11/2020 Last modified: 12/11/2020
     Speech by our CEO, Nikhil Rathi, given at the Address to the City Regulators, Mansion House.

143. Market abuse in a time of coronavirus

     Speeches Published: 12/10/2020 Last modified: 12/10/2020
     Julia Hoggett speaking on market abuse at the Ciy & Financial Global event.

144. Getting the right investor outcomes

     Speeches Published: 24/09/2014 Last modified: 30/09/2014
     Speech by William Amos, Director of Wholesale Banking and Investment Management at the Investment Week Fund Management Summit, London. This is the text of the speech as drafted, which may differ from the delivered version.

145. Countdown to the Consumer Duty

     Speeches Published: 10/05/2023 Last modified: 10/05/2023
     Speech by Sheldon Mills, Executive Director, Consumers and Competition at EY: Less than three months to go until the Consumer Duty Implementation webinar

146. Senior Managers and Certification Regime: one year on

     News stories Published: 07/03/2017 Last modified: 20/03/2024
     The FCA marks one year since we introduced of the Senior Managers and Certification Regime.

147. Our approach to supervision

     Corporate documents Published: 19/03/2024 Last modified: 19/03/2024
     Our approach to supervision sets out how we carry out our regulatory oversight. It is designed to help firms, consumers and markets understand how we work, and fulfil our accountability to Parliament and to the public.

148. Whistleblowing quarterly data 2021 Q4

     Data Published: 28/02/2022 Last modified: 04/08/2022
     Our data shows the number of new whistleblowing reports the FCA received in October to December 2021 and the allegations they featured.

149. Whistleblowing quarterly data 2022 Q1

     Data Published: 04/08/2022 Last modified: 04/08/2022
     Our data shows the number of new whistleblowing reports the FCA received in January to March 2022 and the allegations they featured.

150. Alert for firms: fake FCA communications

     Firms Published: 21/03/2024 Last modified: 21/03/2024
     Search our list of the fake FCA communications we’re aware of, and find out how to check whether a communication you’ve received from us is genuine.