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Showing 111 to 120 of 3353 search results for Culture and Conduct.

111. Accountability, from debate to reality

     Speeches Published: 14/07/2015 Last modified: 19/04/2016
     Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the City & Financial conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

112. FCA v former iSOFT directors

     Press Releases Published: 22/07/2013 Last modified: 17/09/2013
     The Financial Conduct Authority (FCA) has today announced that it has decided not to pursue a second retrial in the case against Stephen Graham, Timothy Whiston and John Whelan (formerly of ISoft plc) at Southwark Crown Court. The FCA will also not

113. Final Notice 2022: Mohammed Ataur Rahman Prodhan [pdf]

     Final notices Published: 18/11/2022
     This final notice refers to a breach of APER 6, and being knowingly concerned in a breach of PRIN 3 in relation to financial crime controls in the retail bank sector. We have imposed a public censure.

114. Video: The future shape of markets

     News stories Published: 19/11/2013 Last modified: 11/08/2021
     At the Financial Conduct Authority’s (FCA) first Markets Conference we set out our plans to co-ordinate with international regulators as markets regulation becomes evermore global. Watch our keynote speakers summarise their speeches from the

115. FCA introduces new rules on whistleblowing

     Press Releases Published: 06/10/2015 Last modified: 19/04/2016
     The Conduct Rules set out a basic standard for behaviour for all staff covered by the new regimes. ... First annual submission notifying breaches of the Conduct Rules required – end October 2016.

116. Consumer Duty – information for firms

     Tasks for firms Published: 03/10/2022 Last modified: 01/11/2023
     To help firms implement the Duty, we explain more on the areas of the Duty that we have been receiving firm queries on which are relevant for the wider market.

117. Chairman's speech to the Trust in Banking Conference

     Speeches Published: 20/10/2015 Last modified: 22/10/2015
     Speech by John Griffith Jones, Chairman, FCA, delivered at the Trust in Banking Conference, organised by Cambridge Judge Executive Education at the London Stock Exchange. This is the text of the speech as drafted, which may differ from the delivered

118. A Better View

     Speeches Published: 20/09/2017 Last modified: 20/09/2017
     Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the AFME European Compliance and Legal Conference 2017

119. Market Watch 77

     Newsletters Published: 14/02/2024 Last modified: 14/02/2024
     Newsletter on market conduct and transaction reporting issues, February 2024.

120. The rapidity of change

     Speeches Published: 22/10/2015 Last modified: 18/01/2017
     Speech by Tracey McDermott, Acting Chief Executive at the Financial Conduct Authority, to be delivered at the City Banquet - Mansion House this evening. This is the text of the speech as drafted, which may differ from the delivered version.