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Showing 31 to 40 of 1508 search results for Conduct Authority and Prudential Regulation Authority.

  1. FSA requires action of the HSBC Group

    Documents Published: 08/03/2013 Last modified: 15/08/2014
    The Financial Services Authority (FSA), as lead regulator for the HSBC Group globally, is taking action in relation to issues in respect of HSBC’s compliance with anti-money laundering rules and US sanctions requirements.

  2. FCA Statement on CRD IV

    Statements Published: 20/09/2013 Last modified: 23/09/2013
    This is in line with the expected timetable set out by the Financial Conduct Authority (FCA) in April. ... NB: CRD IV consists of the Directive 'on the access to the activity of credit institutions and the prudential supervision of credit institutions

  3. FSA - PS13/7 Complaints against the regulators [pdf]

    Policy statements Published: 25/03/2013 Last modified: 30/05/2013
    Policy FSA - PS13/7 - This Policy Statement sets out the scheme for complaints against the Bank of England, the Financial Conduct Authority and the Prudential Regulation Authority.

  4. FCA statement on Connaught

    Statements Published: 10/03/2015 Last modified: 10/03/2015
    The Financial Conduct Authority today confirmed that it has withdrawn from the negotiations between Connaught Income Series 1 Fund (acting by its Liquidators) and its former operators, Capita Financial Managers Limited ... On 1 April 2013, the FCA became

  5. MoU between the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) re: co-ordination - Annex [pdf]

    Memorandums of understanding Published: 01/04/2013 Last modified: 02/09/2014
    This Annex sets out technical information and gives additional detail to the FCA/PRA co-ordination MoU.

  6. Amerdeep Somal appointed as Complaints Commissioner

    Press Releases Published: 09/09/2020 Last modified: 09/09/2020
    The Financial Conduct Authority (FCA), the Prudential Regulation Authority (PRA) and the Bank of England have today announced the appointment of Amerdeep Somal as Complaints Commissioner.

  7. FSA finalises proposals for the regulation and supervision of benchmarks

    Press Releases Published: 25/03/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has finalised new rules and regulations for financial benchmarks. This follows the recommendations of the Wheatley Review of the London Inter-Bank Offered Rate (LIBOR).

  8. Re-use of Public Sector Information Regulations

    Last modified: 27/02/2023
    The FCA provides the Re-use of Public Sector Information Regulations 2015 (SI 2015 No 1415). This provides a framework for third parties to request re-use of documents published by public sector bodies.

  9. FSA - PS13/5 The new FCA Handbook [pdf]

    Policy statements Published: 25/03/2013 Last modified: 30/05/2013
    Policy FSA - PS13/5 - Since September 2012, the FSA has consulted on changes to existing regulatory rules and guidance on behalf of the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA). These changes were driven by the

  10. Charles Randell appointed new Chair of the FCA

    Press Releases Published: 05/01/2018 Last modified: 05/01/2018
    HM Treasury has today announced the appointment of Charles Randell CBE as the new Chair of the Financial Conduct Authority (FCA).