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Showing 72 to 81 of 474 search results for Complaints data 1 January to 30.

72. Financial Services Register

    To look up details of firms, use The Financial Services Register. The register is a public record that shows details of firms, individuals and other bodies that are, or have been, regulated by the Prudential Regulation Authority (PRA) and/or the Financial Conduct Authority (FCA).

73. Event costs

    Last modified: 08/04/2024
    Overall approximate costs for public events that we organise and publicise, from April 2013 onwards.

74. Operational Resilience

    Events Published: 14/12/2021 Last modified: 14/12/2021
    We’re hosting a webinar looking at the Operational Resilience policy on Thursday 27 January 2022, from 10:30 to 11:30.

75. UK’s exit from the EU delayed

    Statements Published: 30/10/2019 Last modified: 30/10/2019
    The EU and the UK have agreed to extend the date for the UK’s departure from the EU. As a result, firms do not need to take action to implement Brexit contingency plans for 31 October.

76. Bank or building society

    Last modified: 22/09/2017
    Banks and building societies must comply with these regulatory changes from 13 January 2018. ... Do you intend to offer account information services (AIS) or payment initiation services (PIS) from 13 January 2018?

77. Complaints Commissioner’s final reports

    How we operate Published: 01/04/2016 Last modified: 07/07/2022
    Read the Complaints Commissioner’s final reports and FCA responses.

78. UK Securities Financing Transactions Regulation (UK SFTR)

    Markets Markets policy Published: 11/03/2020 Last modified: 31/03/2022
    The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.

79. Information on cyber incidents - August 2022

    FOI Release Date of Release: 23/08/2022
    The FCA provides information on cyber incidents.

80. Statement on FCA data breach

    Statements Published: 25/02/2020 Last modified: 26/02/2020
    The FCA was recently made aware that, in a response to a Freedom of Information Act request published on our website in November 2019, certain underlying confidential information may have been accessible.

81. Small payment institution (small PI)

    Last modified: 14/09/2018
    They must be successfully re-registered by 12 January 2019.There will be a fee of £250 for re-registration. ... Do you intend to offer account information services (AIS) or payment initiation services (PIS) from 13 January 2018?

82. Whistleblowing quarterly data 2023 Q1

    Data Published: 30/06/2023 Last modified: 30/06/2023
    The data shows the number of new whistleblowing reports the FCA received in January to March 2023 and the allegations they featured.