Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 41 to 50 of 533 search results for Changes to the Senior Managers Regime.

  1. Getting culture and conduct right - the role of the regulator

    Speeches Published: 13/07/2016 Last modified: 18/07/2016
    Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, delivered at the 2nd Annual Culture and Conduct Forum for the Financial Services Industry in London.
  2. Regulation round-up November 2018

    Newsletters Published: 15/11/2018 Last modified: 15/11/2018
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  3. SM&CR and coronavirus: our expectations for solo-regulated firms - December 2020 update

    Statements Published: 18/12/2020 Last modified: 18/12/2020
    In April 2020, we set out our expectations to help solo-regulated firms apply the SM&CR following the exceptional circumstances arising from the coronavirus pandemic (Covid-19). We offered some additional flexibility in the application of the SM&CR
  4. General insurance events – Live & Local 2018/19

    Last modified: 05/04/2019
    From September 2018, we are offering a new series of events across the UK aimed at regulated general insurance intermediaries and general insurers. Online registration is required for each event.
  5. Regulation round-up August 2018

    Newsletters Published: 16/08/2018 Last modified: 16/08/2018
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  6. Conduct risk in FX markets

    Speeches Published: 30/11/2016 Last modified: 30/11/2016
    Speech by Edwin Schooling Latter, Head of Markets Policy at the FCA, delivered at FX Week Europe.
  7. PS16/6: Consequential Changes to the Senior Managers Regime [pdf]

    Policy statements Published: 02/03/2016 Last modified: 02/03/2016
    In this Policy Statement we report on the main issues arising from Consultation Paper 16/1 Consequential Changes to the Senior Managers Regime and publish the final rules.
  8. Regulation round-up October 2018

    Newsletters Published: 18/10/2018 Last modified: 18/10/2018
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  9. CP16/1: Consequential changes to the Senior Managers Regime [pdf]

    Consultation papers Published: 06/01/2016 Last modified: 23/02/2016
    This Consultation Paper (CP) sets out how we intend to implement the consequential changes to rules and forms that will be required prior to commencement of the regime. It also examines the impact that we believe they will have upon the industry and
  10. Fair and effective markets review

    Speeches Published: 14/07/2015 Last modified: 23/10/2015
    The recommendations seek to embed accountability with front-line staff for their actions and to make senior managers properly responsible for their role in controlling their businesses and managing their staff. ... First, the Senior Managers and