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Showing 121 to 130 of 565 search results for CFD correspondence.
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Pensions data request [pdf]
We have sent all pension and retirement income providers a request for information about any barriers faced by consumers who are seeking to access their pension savings. -
FXP 360 / fxp360.com
FXP 360 / fxp360.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
FCA letter to Unite the Union, February 2023 [pdf]
FCA response to Unite the Union's letter of 1 February 2023. -
Market Watch 70
In this Market Watch, we outline recent observations on the transaction reporting and instrument reference data regimes. These will be of interest to investment firms, credit institutions, trading venues, systematic internalisers, and approved -
Portfolio letter: Platforms Portfolio strategy update [pdf]
Portfolio letter: Platforms Portfolio strategy update -
FCA response to the Financial Services Regulation Committee [pdf]
FCA response to the Financial Services Regulation Committee on Consultation Paper CP24/2. -
Letter to unregistered CMCs [docx]
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FCA letter of concerns in relation to Provident's proposed scheme of arrangement [pdf]
The FCA attended the court hearing to outline a number of concerns it has with the Scheme, which were also provided to the firm in a letter prior to the court hearing -
Portfolio Letter: Our Alternatives Supervision Strategy 2022 [pdf]
The FCA outlines its view of the main risks of harm that alternative investment firms, and the markets in which they operate, pose to their customers - which in turn shape the FCA’s supervisory priorities. -
Service standards 2019/20
The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2019/20.