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Showing 51 to 60 of 554 search results for CFD correspondence.
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Aggregate complaints data: 2023 H2
This page focuses on complaints that financial services firms reported to the FCA during the second half (H2) of 2023, between between 1 July to 31 December 2023. This includes the latest trends and analysis by product group. -
British Steel Pension Scheme decision letter – redacted [pdf]
The FCA has completed its investigation into complaints made by members of the British Steel Pension Scheme. Read the redacted decision letter. -
Asset management: common errors when applying for authorisation
Avoid delays and increase your chances of being authorised to work in the UK asset management sector. -
Dear CEO letter: Maintaining adequate financial resources [pdf]
Our letter to remind firms that they must maintain adequate financial resources at all times. -
The Financial Resilience Survey data
The FCA presents the results of the final Financial Resilience Survey issued in October 2023. -
Update for consumers on Philips Trust Corporation
We provide an update for consumers on our work relating to the administration of Philips Trust Corporation. -
Portfolio Letter: FCA Strategy For Consumer Lending [pdf]
In this letter we focus on three portfolios in the Consumer Lending market: High-Cost Lending, Mainstream Consumer Credit Lending and Credit Unions. When we refer to ‘Consumer Lending’ throughout this letter, we are only referring to these -
Dear CEO letter: Thematic Review of Retirement Income Advice [pdf]
Our review of retirement income advice. -
Dear CEO Letter: Action needed in response to common control failings identified in anti-money laundering frameworks [pdf]
Our letter to CEO on failings in anti-money laundering controls. -
Portfolio letter: Asset Management & Alternatives Supervisory Strategy - interim update [pdf]
Our refreshed priorities for the AM and Alternatives portfolios following a strategy update.