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Showing 11 to 20 of 554 search results for CFD correspondence.

  1. FCA highlights continuing concerns about problem firms in the CFD sector

    Press Releases Published: 01/12/2022 Last modified: 01/12/2022
    FCA has written to CFD providers outlining expectations and highlighting areas of poor practice seen in firms.

  2. Financial promotions quarterly data 2022 Q3

    Data Published: 04/11/2022 Last modified: 03/02/2023
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2022 to 30 September 2022.

  3. FCA fines Sigma Broking Limited £530,000 and bans and fines its former directors following market abuse reporting failures

    Press Releases Published: 06/10/2022 Last modified: 06/10/2022
    Sigma Broking Limited (Sigma) has been fined £531,000 for failing to make reports crucial in fighting potential market abuse and three directors have been fined amounts totalling over £200,000, two of whom have also been prohibited.

  4. Information on Authorisations denied - May 2022

    FOI Release Date of Release: 26/05/2022
    The FCA provides data on denied authorisations.

  5. Financial promotions quarterly data 2022 Q1

    Data Published: 27/04/2022 Last modified: 22/07/2022
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for January 2022 to 31 March 2022.

  6. CFD Advanced

    Warnings Published: 21/12/2021 Last modified: 20/06/2023
    CFD Advanced is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  7. FCA obtains bankruptcy order against Mohammed Maricar following unlawful CFD forex trading promotion

    News stories Published: 09/08/2021 Last modified: 09/08/2021
    Mohammed Maricar was involved with 24HR Trading Academy Ltd which unlawfully promoted and arranged forex trading using contracts for difference

  8. FCA stops BDSwiss offering contracts for differences (CFDs) to UK customers

    Press Releases Published: 05/08/2021 Last modified: 05/08/2021
    The FCA has acted to stop a Cypriot-based firm, BDSwiss Holding Plc, and other members of the BDSwiss Group from offering high risk contracts for differences (CFDs) to UK investors.

  9. CFD Funds

    Warnings Published: 03/06/2021 Last modified: 03/06/2021
    CFD Funds is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  10. FCA stops FXVC offering CFDs to UK customers

    Press Releases Published: 16/04/2021 Last modified: 07/07/2021
    The FCA has acted to stop a Cypriot based firm, Finteractive Limited (trading as FXVC), from offering high risk contracts for difference (CFDs) to UK investors